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Regulatory Attorney Jobs in Iowa

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
Des Moines, IA
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
3
and audit, to assess regulatory requirements relating to each... transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate such risk. Providing legal guidance... read more
Company
In-House, Wells Fargo
Experience
Min 2 yrs required
Location
West Des Moines, IA
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
18
within the Enterprise Risk, Regulatory and Audit (ERRA) Division... legal advice on strategic, regulatory and reputational risks associated... development and implementation of regulatory action remediation plans, including... the Legal Department’s Corporate Regulatory team in understanding and... advising on regulatory expectations for risk management... Regulatory... read more
Company
In-House
Experience
Min 2 yrs required
Location
Des Moines, IA
Posted Date
Aug 17, 18
Info Source
Employer
Total Views
1
within the Enterprise Risk, Regulatory and Audit (ERRA) Division... legal advice on strategic, regulatory and reputational risks associated... development and implementation of regulatory action remediation plans, including... the Legal Department’s Corporate Regulatory team in understanding and... advising on regulatory expectations for risk management... Regulatory... read more
Company
In-House, Principal Financial Services, ...
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
53
same. Work will include regulatory compliance and advocacy work.... Retail annuities work would include work with both fixed and variable annuities and would require knowledge of both insurance and securities laws applicable to annuities. Asset Management/40 Act; Lawyers working in... read more
Company
In-House, Athene
Experience
Min 3 yrs required
Location
West Des Moines, IA
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
30
teams on responding to regulatory inquiries and forms objections.... Assist with the review and drafting of proposal documents in connection with bidding on pension risk transfer transactions. Assist with the review and drafting of retail annuity product forms and related... read more
Company
In-House, Planned Parenthood Federation ...
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
13
advice on legal and regulatory matters relating to business... organization and while ensuring regulatory compliance. Ensure the maintenance... of a document storage, retrieval and management system. Support and advance the central system which includes contracts, leases, policies/procedures, and corporate documents.... read more
Company
In-House, Wells Fargo
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
3
experience as a practicing attorney. 5 years of employment... litigation and Financial Industry Regulatory Authority experience is preferred.... Ability to analyze legal issues in substantive law in area of practice and provide effective advice to clients on complex legal matters... read more
Company
In-House
Experience
Min 5 yrs required
Location
Des Moines, IA
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
1
and audit, to assess regulatory requirements relating to each... transaction and providing appropriate solutions to address such requirements. Assessing legal risks arising from such transactions, and reviewing policies and procedures and process changes to mitigate such risk. Providing legal guidance... read more
Company
In-House, Lifespace Communities, Inc.
Experience
Min 5 yrs required
Location
West Des Moines, IA
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
27
members to report suspected regulatory violations (including HIPAA Privacy... reduce the vulnerability to regulatory violations, fraud, abuse, and... waste. Coordinate internal compliance review and monitoring activities, including periodic reviews of departments and communities. As directed by the SVP and General... read more
Company
In-House
Experience
Location
Des Moines, IA
Posted Date
Aug 18, 18
Info Source
Employer
Total Views
1
consumer claims, and consumer regulatory examinations. Will also be... responsible for assisting senior legal team members with the provision of legal support in connection with other consumer regulatory matters, including supervisory activities... and other regulatory matters across bank’s consumer... businesses.... read more
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