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Public Security Attorney Jobs in Maryland

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SPONSORED JOB
Company
FINRA.
Experience
Min 4 yrs required
Location
Rockville, MD
Posted Date
Dec 05,18
Info Source
Total Views
6
- Enforcement The candidate plans for and participates in various tasks related to investigations pertaining to sales practice and trading violations by member firms and associated persons including the gathering of... read more
Company
Public Interest, FINRA.
Experience
Location
Rockville, MD
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
15
restrictions—including disposing of any security issued by a company... doing business with the public in the United States.... market integrity in a public-private partnership with the Securities... and educating the investing public; providing trade reporting and... other industry utilities; and... read more
Company
Public Interest, FINRA.
Experience
Min 1 yrs required
Location
Rockville, MD
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
15
Investigator - OFDMI - Insider Trading Duties: Analyze trading activity in options for indications of potential insider trading. Conduct routine reviews and investigations of possible violations of FINRA rules and the federal securities laws. Conduct telephone interviews, including assisting with... read more
Company
Law Firm, DLA Piper.
Experience
2-6 yrs required
Location
Baltimore, MD
Posted Date
Dec 12, 18
Info Source
Employer
Total Views
106
Total Applies
2
Associate with 2-6 years of experience in securities, public offerings, corporate finance, governance... and/or mergers & acquisitions. Candidate will be working directly with clients and senior partners. Must have excellent academic backgrounds from nationally recognized schools. Must have JD Degree.... read more
Company
Public Interest, FINRA.
Experience
Min 2 yrs required
Location
Rockville, MD
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
20
Senior Attorney - Enforcement Duties: Performs... a variety of specific duties generally including applying analytical skills to participating in providing legal interpretations regarding laws, rules, and regulations; in drafting legal documents; and in hearings and settlements. Assigned to handle routine... read more
Company
Public Interest, FINRA.
Experience
Min 9 yrs required
Location
Rockville, MD
Posted Date
Dec 05, 18
Info Source
Employer
Total Views
6
hearings as its staff attorney, including marshaling, organizing and... presenting documentary and testimonial evidence, cross-examining witnesses, and providing opening and closing arguments. Evidence increased ability to conduct settlement and related discussions with respondents and their attorneys and review or prepare... read more
Company
Recruiter, BCG Attorney Search
Experience
1-8 yrs required
Location
Baltimore, MD
Posted Date
Dec 13, 18
Info Source
Recruiter
Total Views
14
Baltimore office of our client seeks junior to mid-level corporate associate with 2-6 years of experience in securities, public offerings, corporate finance, governance... and/or mergers and acquisitions.... read more
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