Your search results
20 jobs found for

Mutual Fund Attorney Jobs in New York

Related Job Titles
Narrow your search further using one of the following locations:
 New York  New York, FL  New York, IA  New York, KY  New York, MO  New York, NM  New York, TX
Get daily email updates for your search: "mutual fund attorney jobs in New York".
Job info
Company
Recruiter
Experience
Min 25 yrs required
Location
New York City, NY
Posted Date
Jun 26, 18
Info Source
Recruiter
Total Views
1
40 ACT/Mutual Funds Attorney The candidate should have... 25 years of experience to take part in Distinguished Legal Advisors® program. The ideal candidate will have extensive experience in 40 ACT and mutual funds. Previous in-house experience... is preferred.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
16
Chief Compliance Officer - Mutual Funds The candidate will... all aspects of registered fund compliance program, including: annual... Rule 38a-1 compliance review; maintaining compliance manual and associated policies and procedures; assist with the review and oversight of third-party service providers;... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Jul 07, 18
Info Source
Employer
Total Views
54
Trust’s family of proprietary mutual funds and private investment... fund to Wilmington Trust’s proprietary mutual funds, including board meetings,... third party and proprietary mutual funds and private funds.... Department to advise on mutual fund, private fund and... agreements with third party mutual funds, such as servicing...... read more
Company
In-House
Experience
4-6 yrs required
Location
New York City, NY
Posted Date
Jul 04, 18
Info Source
Employer
Total Views
71
Investment Management Attorney The candidate will work... associated with investment advisors, mutual funds, hedge funds and/or... management agreements and private fund formation required. Knowledge of... Investment Company Act of 1940, the Commodity Exchange Act and the Volcker Rule a plus.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 22, 18
Info Source
Employer
Total Views
32
Assistant General Counsel - Mutual Funds, Asset Management Legal... post JD-practicing experience, with mutual fund experience with a... law firm or investment management firm. ETF experience a plus. In-house experience a plus. Experience advising on complex and sophisticated broker-dealer issues... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Jul 05, 18
Info Source
Employer
Total Views
10
compliance for the firms mutual fund series trust, supporting... the trust CCO as may be necessary. Assist in development and implementation of risk monitoring program covering items 1 - 4 (and 5 if applicable). Assist in development and implementation of... read more
Company
In-House
Experience
6-10 yrs required
Location
New York City, NY
Posted Date
Jul 21, 18
Info Source
Employer
Total Views
9
traders/investors. Preparing and reviewing fund registration statements on Forms... charter materials for new fund launches. Preparing and reviewing... materials. Reviewing disclosures for fund annual and semi-annual reports.... operations of ETFs and mutual funds, including the Investment... Company Act of 1940,... read more
Company
Recruiter
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Jun 25, 18
Info Source
Recruiter
Total Views
2
York, which represents ETFs, mutual funds, hedge funds/private funds,... investment advisers, and broker-dealers offering retail products, counselling on issues under the Investment Company Act, the Investment Advisers Act, and related broker-dealer and FINRA rules. Should preferably have a thorough working... read more
Company
In-House, Wells Fargo
Experience
Min 15 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Employer
Total Views
32
and Asset Management (including Mutual Fund) businesses. Will serve... as a senior legal advisor and strategic partner to senior executives across firm. Maintain regular contact with the attorneys responsible for significant legal matters, and will review and approve recommendations for... read more
Company
In-House
Experience
3-7 yrs required
Location
New York City, NY
Posted Date
Jun 26, 18
Info Source
Employer
Total Views
41
maintenance of a large mutual fund complex. Drafting and/or... experience as a qualified attorney. Prior corporate legal experience... Company Act of 1940 and the Investment Advisers Act of 1940 in the context of a retail mutual funds operation is required....... read more
Narrow Your Search Results - Try Advanced Search

Search All New York Mutual Fund Attorney Jobs

Also Search mutual fund attorney Jobs in New York 's major cities: