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Mutual Fund Attorney Jobs

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Job info
Company
In-House
Experience
Location
Oaks, PA
Posted Date
Jun 12, 19
Info Source
Employer
Total Views
14
Mutual Fund Attorney, Investment Manager... support the market unit’s fund administration, fund accounting and... to a large, multi-manager mutual fund series trust sponsored... by... drafting and reviewing new fund registration statements, annual updates... a wide range of mutual fund general corporate and...... read more
Company
In-House, Transamerica
Experience
Min 11 yrs required
Location
Denver, CO
Posted Date
Jun 13, 19
Info Source
Employer
Total Views
71
Senior Mutual Fund Attorney The candidate... groups, cross-functional teams and fund service providers in the... management of investment companies (mutual funds and ETFs), collective... company. Serve as senior fund attorney with the ability... to effectively manage and/or mentor attorneys and... read more
Company
In-House, Ascensus, Inc.
Experience
Min 3 yrs required
Location
Newton, MA
Posted Date
Jun 15, 19
Info Source
Employer
in laws related to mutual funds, municipal securities and... other investments, and regulated entities such as broker-dealers, investment advisors and transfer agents. Draft, negotiate and interpret contracts with clients, vendors and other third parties. Collaborate with company’ Risk Management and... read more
Company
In-House
Experience
Min 10 yrs required
Location
Owings Mills, MD
Posted Date
Jun 12, 19
Info Source
Employer
Total Views
18
of T. Rowe Price mutual funds. Researches rules and... regulations, monitors regulatory developments, and communicates changes to business partners. Works with senior business leaders and other business segment leaders to develop, communicate and implement strategies, procedures and technology systems designed... read more
Company
In-House, The Vanguard Group, Inc.
Experience
Min 4 yrs required
Location
Malvern, PA
Posted Date
Jun 13, 19
Info Source
Employer
Total Views
24
Act of 1940 to mutual funds, ETFs and other... pooled investment vehicles. Experience preparing SEC exemptive applications and no action letters is a plus. Experience advising a global asset management firm is strongly preferred or work experience at a securities... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jun 11, 19
Info Source
Employer
Total Views
9
management licensing laws and fund distribution laws in non-US... jurisdictions. Provide legal and regulatory advice on new investments and trading, including as a subadviser to mutual funds and review and... relating to firm's in mutual fund filings. Provide legal... and...... read more
Company
Recruiter
Experience
3-7 yrs required
Location
Boston, MA
Posted Date
Jun 10, 19
Info Source
Recruiter
funds and ETFs in all aspects of their operations. Will also work closely with mutual fund boards of directors... and should have experience or an interest in working with independent board members. Must be a 3rd - 7th year associate.... read more
Company
In-House, T. Rowe Price Group, Inc.
Experience
Min 10 yrs required
Location
Baltimore, MD
Posted Date
Jun 12, 19
Info Source
Employer
Total Views
25
direct distribution of firm mutual funds. Researches rules and... regulations, monitors regulatory developments, and communicates changes to business partners. Works with senior business leaders and other business segment leaders to develop, communicate and implement strategies, procedures and technology systems designed... read more
Company
In-House
Experience
3-7 yrs required
Location
Austin, TX
Posted Date
Jun 14, 19
Info Source
Employer
Total Views
21
support the firm’s sub-advised mutual fund business, which includes... the creation of new fund products and ongoing maintenance... corporate subsidiaries and its fund complexes, and work with... subsidiary companies and/or its fund complexes; identify legal issues... and provide legal advice... read more
Company
In-House, DST Systems, Inc.
Experience
Min 5 yrs required
Location
Denver, CO
Posted Date
Jun 14, 19
Info Source
Employer
Total Views
34
work directly with ALPS fund administration services clients as... advise on investment adviser, mutual fund, ETF and closed-end... fund... legal matters. Draft and... review various mutual fund, ETF and closed-end... fund... regulatory filings, including registration... SEC. Prepare and negotiate fund advisory, sub-advisory, custodian, transfer... fund... read more
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