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Mutual Fund Attorney Jobs

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Job info
Company
In-House
Experience
Min 3 yrs required
Location
Saint Louis, MO
Posted Date
Feb 27, 2020
Info Source
Employer
Total Views
3
oversight of sub-advisers and mutual fund third-party service providers.... advertising, and other disclosures. Develop and update compliance policies and procedures. Provide ongoing compliance support to the funds and the adviser. Facilitate regulatory examinations of the firm’s Fund and Adviser affiliates.... read more
Company
In-House
Experience
Min 1 yrs required
Location
Atlanta, GA
Posted Date
Feb 27, 2020
Info Source
Employer
Total Views
2
derivative, fixed income and mutual fund trades. Monitor equity... and fixed income markets. Assist on projects related to team operations, new business development, strategic planning, product development and other marketing infrastructure issues are required. Ability to work in a fast-paced... read more
Company
In-House
Experience
Min 5 yrs required
Location
Concord, CA
Posted Date
Feb 26, 2020
Info Source
Employer
Total Views
2
broker-dealer, investment adviser and mutual fund regulatory compliance issues,... in securities laws is strongly preferred. Experience in the securities brokerage, investment advisory or mutual funds industry is also... preferred, coupled with your desire to be challenged and broaden legal acumen.... read more
Company
In-House, PricewaterhouseCoopers LLP.
Experience
Min 3 yrs required
Location
Austin, TX
Posted Date
Feb 24, 2020
Info Source
Employer
Total Views
49
partnerships including hedge funds, mutual funds and private equity... funds and alternative investment strategies and vehicles. Demonstrates thorough abilities and/or a proven record of success in preparing of partnership tax forms and Forms K1 and 1040; identifying and addressing client... read more
Company
Law Firm, Kessler Topaz Meltzer & Check,...
Experience
1-4 yrs required
Location
Radnor, PA
Posted Date
Feb 17, 2020
Info Source
Employer
Total Views
23
Associate Attorney The candidate will be... clients—including public pension funds, mutual fund managers, investment advisors,... sovereign wealth funds, and hedge funds—on litigation options in the United States and abroad. Litigate high profile matters on behalf of the firm’s clients. Have... read more
Top Ranked by Chambers
Company
In-House
Experience
Min 5 yrs required
Location
Dallas, TX
Posted Date
Feb 24, 2020
Info Source
Employer
Total Views
15
partnerships including hedge funds, mutual funds and private equity... structuring of funds and fund management companies to limit... optimally tax liability. Intimate knowledge of alternate investment strategies and vehicles. Comprehensive technical skills, including partnership tax Forms, K1 and M1. Considerable... read more
Company
In-House
Experience
Min 3 yrs required
Location
Hartford, CT
Posted Date
Feb 26, 2020
Info Source
Employer
Total Views
2
partnerships including hedge funds, mutual funds and private equity... funds and alternative investment strategies and vehicles desired. Demonstrates thorough abilities and/or a proven record of success in preparing of partnership tax forms and Forms K1 and 1040; identifying and addressing... read more
Company
In-House
Location
Duluth, GA
Posted Date
Feb 13, 2020
Info Source
Employer
Total Views
4
Senior Attorney 2 The candidate will... to securities products, including mutual funds, variable annuities, managed... accounts and 529 plans, as well as other services provided by the Companies’ sales force. Responsibilities: Will prepare responses to regulatory inquiries and assist representatives... read more
Company
In-House, State Street Corporation.
Experience
8-13 yrs required
Location
Boston, MA
Posted Date
Feb 17, 2020
Info Source
Employer
Total Views
55
with respect to U.S. mutual funds and exchange traded... and preparing U.S. registered fund disclosure documents, negotiating and... drafting mutual fund and ETF distribution... agreements,... support to U.S. registered fund boards, analyzing proposed and... registered product development and fund management issues, and reviewing...... read more
Company
In-House
Location
Chicago, IL
Posted Date
Feb 18, 2020
Info Source
Employer
Total Views
14
derivative, fixed income and mutual fund trades. Monitor equity... and fixed income markets. Assist on projects related to team operations, new business development, strategic planning, product development and other marketing infrastructure issues. Ability to work in a fast-paced environment and... read more
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