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Regulatory Capital Markets Policy
The candidate will render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal...
Associate, Mid Level
The candidate should have 3+ years of experience. The candidate will have extensive capital markets experience, including representing companies,investors and underwriters in public securities transactions, and public companies in corporate governance and SEC reporting and compliance matters;excellent...
The candidate will handle file SEC reports, including 1934 Act periodic reports, Section 16 filings, Conflicts Minerals Form SD, and preparing Proxy Statements; Create materials for boards of directors, including resolutions and meeting minutes and assist in preparation of...
The candidate will provide legal support on a wide range of financial services regulations and Legal Regulatory Group's regulatory change management function. Will monitor and analyze regulatory developments and initiatives affecting Bank's platform; develop enterprise-wide legal regulatory policies;...
The candidate will join a busy practice. 2-5 years' securities-related experience with the SEC, FINRA or private practice preferred....
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Attorney Investment Management
The candidate must have excellent academic credentials, law review preferred, and 1-4 years of experience with a top law firm or government investment management practice, with additional derivatives experience preferred. Should have experience counseling investment advisers, independent...
The candidate should have general corporate and securities experience. Must have significant experience with complex corporate transactional and finance matters. Must have a self-sustaining book of business....
The candidate should have 2-3 years of transactional experience, preferably in a large law firm. Should have experience in securities law and M&A transactions. Desired skill sets include: the ability to support others on a wide variety of...
The candidate should have 1-6 years' experience, respectively, with relevant corporate experience, particularly in one or more of the areas of private equity, venture capital, initial public offerings, mergers & acquisitions, securities and public finance. Superior academic credentials, excellent...
The candidate will be responsible for the enforcement of the Commission's statutes, orders, and rules governing the nation's wholesale natural gas and electric markets, including the Commission's Anti-Manipulation Rule, to ensure fair and competitive markets. Will be helping...