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Legal Counsel Trading Jobs in New York City

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Job info
Company
Recruiter
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Dec 03, 18
Info Source
Recruiter
guidance to attorneys and legal assistants in the Firm.... for the attorneys and legal assistants. Facilitate eDockets system... for the attorneys and legal assistants in each office.... process for attorneys and legal assistants. Train attorneys, legal... assistants and law clerks... legal... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Location
New York City, NY
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
23
trading in close coordination with Legal, Compliance, Trading and Research... in close coordination with Legal, Compliance, Trading and Research... process and coordinate with Legal and Sales and Trading... Experience with investment bank legal or compliance dept. strongly... related experience dealing with legal documentation preferred Proven...... read more
Company
In-House
Experience
Min 8 yrs required
Location
New York City, NY
Posted Date
Dec 09, 18
Info Source
Employer
Total Views
17
Head of Americas Electronic Trading Compliance & Operational Risk... functional leaders in compliance, legal, risk, and IT to... lead the Americas Electronic Trading Compliance team team and... regional and cross-product Electronic Trading Governance Committees as a... regulations pertaining to electronic trading. Work with Sales, Trading,...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Dec 09, 18
Info Source
Employer
Total Views
16
Electronic Trading Compliance & Operational Risk... functional leaders in compliance, legal, risk, and IT to... regional and cross-product Electronic Trading Governance Committees as a... regulations pertaining to electronic trading. Work with Sales, Trading,... Quantitative Analysts, and Technology... risks associated with algorithmic trading, providing guidance on pre-trade... trading... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Nov 26, 18
Info Source
Employer
Total Views
17
Counsel Vice President Duties: Provide legal advice, review draft and... relationships. Advise on the legal, regulatory, and reputational issues... groups within the Americas Legal Department as well as... international legal teams to serve the... seamlessly. Provide training on legal and regulatory issues to...... read more
Company
In-House
Experience
3-7 yrs required
Location
New York City, NY
Posted Date
Dec 05, 18
Info Source
Employer
Total Views
7
Assistant General Counsel The candidate will assist... Director / Deputy General Counsel, exercise substantial independence and... Exchange Act, Commodity Futures Trading Commission regulation, exchange and... may include advice and counsel with respect to all... trading, helpful. Also entail general legal work on financial products,...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
17
Fixed Income Sales and Trading Regulatory Review Specialist, VP... Wealth Management Compliance and Legal teams on complex matters... Control Partners on day-to-day trading and policy/control inquiries; Help... draft new policies, procedures and the development of training protocols related to new... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Dec 09, 18
Info Source
Employer
Total Views
8
functional leaders in compliance, legal, risk, and IT to... equity derivative sales and trading activities. To support in... draft and review compliance policies and procedures related to equity and equity derivative sales and trading. To Develop and deliver... compliance training.... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Dec 11, 18
Info Source
Employer
Total Views
20
to fixed income sales, trading, and banking professionals. The... closely with Sales and Trading staff, as well as... with colleagues in Compliance, Legal, and other control groups... Income regulatory compliance or legal advisory experience. B.A.... Fixed Income sales and trading Knowledge of securities...... read more
Company
Recruiter
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Nov 30, 18
Info Source
Recruiter
Total Views
2
support its sales and trading business. Must have experience... the managing of equities legal agreements, (e.g., electronic trading,... 10b-18 and 10b5-1 buy-back,... soft dollar) and in providing regulatory guidance to internal business stakeholders (e.g., SEC, SRO rules). Excellent negotiation skills... read more
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