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Legal Counsel Mutual Fund Jobs in New York City

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Job info
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 17, 18
Info Source
Employer
Total Views
57
for RIAs. Assist with legal support for Wilmington Trust’s... and private funds. Provide legal support to the primary/chief... other attorneys in the Legal Department to advise on... Identify, evaluate and escalate legal and regulatory risks affecting... procedures to conform with legal requirements and to mitigate... legal... read more
Company
In-House
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
12
Total Applies
1
Assistant General Counsel - Mutual Funds The... in all areas of mutual fund business; Prepare and... review mutual fund regulatory documents, including... the firm, including the mutual fund operations; Prepare and... fund experience from an in-house legal department, law firm or...... read more
Company
Recruiter
Experience
Min 25 yrs required
Location
New York City, NY
Posted Date
Jun 26, 18
Info Source
Recruiter
Total Views
1
40 ACT/Mutual Funds Attorney The candidate should have 25 years of experience to take part in Distinguished Legal Advisors® program. The ideal... candidate will have extensive experience in 40 ACT and mutual funds. Previous in-house experience... is preferred.... read more
Company
In-House
Experience
5-8 yrs required
Location
Jersey City, NJ
Posted Date
Sep 12, 18
Info Source
Employer
Total Views
127
Counsel supporting all aspects of legal and regulatory matters relating... with the handling of legal and regulatory matters relating... operations, in providing general legal advice relating to the... to help promote the Legal Department’s positive culture and... AIG Life and Retirement Legal organization. Should have 5–8...... read more
Company
In-House, Prudential Financial, Inc
Experience
12-15 yrs required
Location
Newark, NJ
Posted Date
Sep 16, 18
Info Source
Employer
Total Views
10
Vice President, Corporate Counsel Duties: Providing thought leadership... member of the distribution legal team. Address full range... senior business leaders. Providing legal and regulatory advice and... counsel Management Departments to provide legal analysis and counsel in... personnel informed on pertinent legal and regulatory developments. Perform...... read more
Company
In-House, Prudential Financial, Inc
Experience
8-15 yrs required
Location
Newark, NJ
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
25
Counsel be responsible for: Providing legal and regulatory advice and... group insurance businesses. Providing legal and regulatory advice and... Management Departments to provide legal analysis and counsel in... to date on pertinent legal, regulatory and industry developments.... have 8-15 years of legal experience. Should have experience...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
31
Chief Compliance Officer - Mutual Funds The candidate will... all aspects of registered fund compliance program, including: annual... to new and changing legal and regulatory obligations. Interact... and personnel within the Legal and Compliance Department, including... head of compliance, general counsel, head of money laundering...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Jersey City, NJ
Posted Date
Sep 12, 18
Info Source
Employer
Total Views
23
supporting all aspects of legal and regulatory matters relating... with the handling of legal and regulatory matters relating... operations, in providing general legal advice relating to the... to help promote the Legal Department’s positive culture and... be able to provide legal advice and demonstrate proficiency... legal... read more
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