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Legal Compliance Officer Jobs in Paterson

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Job info
Company
Recruiter
Experience
Min 7 yrs required
Location
Teaneck, NJ
Posted Date
Aug 06, 18
Info Source
Recruiter
Total Views
1
Reporting to the Chief Legal Officer, Corporate Secretary and... Chief Compliance Officer. Reviewing, drafting and... years practicing commercial contracts, compliance and corporate law in... a law firm and in-house. Should have experience drafting and reviewing contracts, training non-legal employees and... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
11
Compliance Risk Management Director-18062894 Description... Compliance other internal areas including: Legal, Business Management, Operations, Technology,... degree; experience in compliance, legal or other control-related function... firm, regulatory organization, or legal/consulting firm, or a combination... responding to complaints/investigations or legal requirements. Primary Location:...... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
14
Compliance Risk Management Officer-18062963 Description... Compliance with various regulatory and legal requirements and to ensure... degree; experience in compliance, legal or other control-related function... firm, regulatory organization, or legal/consulting firm, or a combination... responding to complaints/investigations or legal requirements. Primary Location:...... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Nov 08, 18
Info Source
Employer
Total Views
44
Senior Compliance Officer The candidate responsible... for supporting the compliance agenda of two dual... business by providing specialized compliance advice related to securities... supervision of a Chief Compliance Officer but also must... projects and handle complex legal & compliance issues. This...... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Nov 06, 18
Info Source
Employer
Total Views
21
Chief Compliance Officer The candidate will... conducts its business in compliance with applicable laws and... all times. Successfully monitor compliance and requirements regarding KYC,... risks are mitigated. Provide legal advice to management in... regulatory issues, risks and compliance. Prepare and maintain records... compliance.... read more
Company
Government, New York City Department of Tr...
Experience
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
12
Business Title: Grants Compliance Officer Civil Service... Job Category: Legal Affairs Proposed Salary... Division/Work Unit: Legal Affairs ... compliance full-time responsible, relevant, satisfactory legal experience subsequent to admission... highly complex and significant legal work. Incumbents must...... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
1
Equity Derivative Compliance & Operational Risk Officer... and functional leaders in compliance, legal, risk, and IT... to... To draft and review compliance policies and procedures related... to equity and equity derivative sales and trading. To Develop and deliver compliance training.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
7
Electronic Trading Compliance & Operational Risk Officer... and functional leaders in compliance, legal, risk, and IT... to... and implementation of the Operational Risk Framework. Draft and review compliance policies and procedures related... to electronic trading. Develop and deliver compliance training.... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
Nov 17, 18
Info Source
Employer
Total Views
12
Corporate Compliance - Rates/Fixed Income Financing... at http://www.jpmorganchase.com/. Our Compliance Function With a diverse... team of Compliance professionals supporting all areas... Compliance with colleagues in Compliance, Legal, and other control groups... Income regulatory compliance or legal advisory experience. B.A....... read more
Company
Academic
Experience
Location
New York City, NY
Posted Date
Nov 12, 18
Info Source
Employer
Total Views
2
Oversees risk management and legal activities, including letters of... agreement, contracts, and other legal documents and agreements. ... functions and activities, ensuring compliance with applicable rules regulations,... and procedures are in compliance with budgetary constraints and... Financial Management and Grant Compliance ... compliance... read more
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