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41 jobs found for

Legal Compliance Officer Jobs in Jersey City

Job info
Company
In-House
Experience
Min 5 yrs required
Location
Jersey City, NJ
Posted Date
Sep 19, 17
Info Source
Employer
Compliance Officer - Research Clearance... candidate will engage with legal and Independent Compliance Risk... Management colleagues in... have 5+ years of compliance experience in a bank,... corporation, hedge fund, private equity fund or regulatory agency. Candidates with a JD degree... read more
Company
In-House
Experience
Min 5 yrs required
Location
Jersey City, NJ
Posted Date
Aug 30, 17
Info Source
Employer
Assistant General Counsel- Legal COO- VP Duties: Helps... connect employees. Further, the Legal COO helps the Legal... Management Team establish and... best practices. Partnering with Legal staff to define, document... Providing operational support across Legal, including real estate management,... management, end-user technology management, legal research, publication subscription management,... Legal... read more
Company
In-House
Experience
Min 5 yrs required
Location
Jersey City, NJ
Posted Date
Sep 12, 17
Info Source
Employer
with the Office of Legal Obligations (“OLO”) as well... as attorneys throughout the Legal department known as Assigned... an enterprise-wide taxonomy of Legal Obligations to controls that... self-assessments, training, and monitoring. Legal as a Corporate Function... to help all of Legal in all geographies in... Legal... read more
Company
In-House
Experience
3-6 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
Compliance Review Officer The candidate... of the Asset Management Compliance Review team. Scoping and... Working closely with line/product compliance. Communicating review results clearly... with senior management in Compliance, Legal the Business, and... global... as applicable. Ensuring the Compliance Review team creates good...... read more
Company
In-House
Experience
2-5 yrs required
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer
Regulatory Compliance Counsel The candidate supports... the Regulatory Control and Compliance function within the Law... responsible for providing broader legal guidance and interpretation on... implementation of various enterprise compliance programs and procedures to... help mitigate compliance exposure to regulatory sanctions,... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Sep 12, 17
Info Source
Employer
emphasis on providing fast-paced legal counsel and partnership for... roadmap by recommending key legal and/or business strategies to... enhance understanding of corresponding legal ramifications. Work closely with... and general RFS securities legal needs, including: Support for... Anticipate and address complex legal issues, including providing legal...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
Quality Assurance Compliance Officer - AVP The... reviews of various DBUS Compliance functions to evaluate the... and effectiveness of the Compliance activities as well as... Procedures. Will also evaluate Compliance deliverables produced in response... Compliance Compliance Departments adherence with legal, regulatory and internal firm...... read more
Company
In-House
Experience
5-10 yrs required
Location
New York City, NY
Posted Date
Sep 15, 17
Info Source
Employer
Compliance Officer, Corporate (Asset Management)... with business management providing compliance advice. Create and maintain... and implementation of a compliance training program. Maintenance and... 5 – 10 years Legal and or Compliance experience... at Registered Investment... Adviser dealing with Private Funds... read more
Company
In-House
Experience
Min 6 yrs required
Location
New York City, NY
Posted Date
Sep 15, 17
Info Source
Employer
Advisor to business groups, Legal and Compliance colleagues on... reports to identify potential legal or regulatory conflicts. Review... employees. IB and Research Compliance Advisory, including advising on... core compliance issues. Masters or J.D.... with 6 years’ relevant Legal or Compliance experience. Capital...... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Sep 18, 17
Info Source
Employer
The candidate will oversee legal matters for the company... on fund and corporate legal matters. Manage and coordinate... of a team supporting legal and compliance work. Oversee... Review third party manager/fund legal documentation and participate in... Compliance be responsible for all legal matters for the company...... read more
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