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26 jobs found for

Legal Compliance Manager Jobs in Valley Stream

Job info
Company
In-House
Experience
Min 4 yrs required
Location
Valley Stream, NY
Posted Date
Oct 18, 17
Info Source
Employer
Director of Corporate Compliance The candidate will be... and enforce the corporate compliance and risk management programs... abuse as well as compliance with health care privacy... compliance; upper level management regarding legal issues; Reviews regulatory publications... counsel. Performs periodic general legal work, as required. Synthesizes...... read more
Company
In-House
Experience
5-10 yrs required
Location
Queens, NY
Posted Date
Oct 18, 17
Info Source
Employer
Compliance Track and assess changing legal requirements and policy trends... and to uphold a legal, policy and regulatory environment... without unreasonable exposure to legal liability. Ensure that the... corporate documents to evaluate legal liability matters and ensure... and outside counsel for legal matters Perform any other...... read more
Company
Public Interest
Experience
Min 2 yrs required
Location
Brooklyn, NY
Posted Date
Sep 26, 17
Info Source
Employer
from the Small Business Legal Support Project Program Manager.... Provide direct counsel and legal services to small business... clients, including the review, counsel.. Administration and Grant/Contract Compliance. Assist with grant/contract reporting... CED Program and Program Manager, participate in development and...... read more
Company
Recruiter
Experience
7-9 yrs required
Location
Manhattan, NY
Posted Date
Oct 04, 17
Info Source
Recruiter
Legal/Compliance Manager The candidate will... the client protection and compliance function of the firm.... as well as their legal and compliance teams in... terms of... a paralegal or in-house legal or compliance department. Should... have JD... from a top-tier institution... read more
Company
In-House, Confidential
Experience
7-12 yrs required
Location
Manhattan, NY
Posted Date
Sep 22, 17
Info Source
Employer
Estate focused Alternative Investment Manager sponsoring closed-end ’40 Act... to the Group’s Chief Legal Officer, all serious candidates... of autonomously running all legal and compliance issues associated... with 30+ registered representatives.  Compliance  experience/background involving B-Ds and/or... ’40 Act funds is... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer
Attorney Corporate Compliance - Discretionary Investment Management... partnering with business partners, legal, risk and operational partners... by a Bank investment manager and executing on opportunities... the business and provide compliance support for new fund... Should have 7+years of compliance/legal experience at a major...... read more
Company
In-House
Experience
5-10 yrs required
Location
New York City, NY
Posted Date
Oct 17, 17
Info Source
Employer
Corporate Compliance - CIB Regulatory Exam... Manager - Vice President Responsibilities:... develop effective relationships within Compliance and with the Business,... Technology, Oversight and Controls, Legal and Internal Audit. Work... with the relevant businesses and functions to obtain information / documentation... read more
Company
Government
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 13, 17
Info Source
Employer
Biosolids Program Manager, The Bureau of Wastewater... maintenance, engineers, planners and compliance officers. Work with contractors... and vendors in the marketing of biosolids, biosolids treatments, composting opportunities, soil amendment, land reclamation, uses. Coordinate with colleagues, legal counsel, supervisors and contractors...... read more
Company
In-House
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Oct 13, 17
Info Source
Employer
Compliance, GSAM Compliance, Vice President... assessments on third-party manager compliance programs. Review marketing materials... Perform forensic reviews. Deliver compliance trainings. Conduct conflict and... checks. Interact with different business lines and control functions, including Operational Diligence, Operations, IT, Legal and Controllers.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 18, 17
Info Source
Employer
Wealth Management Compliance Regulatory Counsel / Policies... and Procedures Compliance Officer The candidate will... developing, updating and maintaining Compliance policies and procedures, tracking... and implementing regulatory and Compliance initiatives, including risk assessments... Compliance with the business, Risk, Legal, Compliance, and other stakeholders....... read more
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