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28 jobs found for

Legal Compliance Manager Jobs in Brooklyn

Job info
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer
Total Views
29
with internal and external legal counsel. The Senior Legal... Manager will be responsible... with company’s first class legal team to deliver to... company’s reputational risk and compliance associates to maintain a... compliance breakdown. Manage licensing for legal entities. Manage form document... as needed by the legal department or business.... read more
Company
In-House, RELATED
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
May 21, 18
Info Source
Employer
Total Views
120
Affordable Housing Senior Compliance Manager Responsibilities: Examine tenant... documents; Prepare and update Compliance Narratives to summarize regulatory... Review contracts to ensure compliance with Company’s policies; Monitor... legal cases; Design staff training... protocols in collaboration with supervisor and internal staff members.... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer
Total Views
33
Manager, Corporate Compliance – Finance The candidate... oversight of a robust Compliance Management Program (“CMP”) supporting... identify, assess and mitigate compliance risk. Developing and administering... to managing a federated Compliance model across multiple 2nd... Compliance relationships with business leadership, Legal, BRO, and other stakeholders....... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer
Total Views
27
Manager The candidate will analyze... Branch Management, Compliance and legal regarding the questions or... issues with account documentation to ensure the timely opening of accounts. Perform analysis of KYC; ensuring all appropriate customer documentation is on file in accordance with... read more
Company
In-House
Experience
Location
New York City, NY
Posted Date
May 23, 18
Info Source
Employer
Total Views
36
Legal Counsel The candidate will... proactive, quality and timely legal advice in all areas... in order to ensure compliance with all applicable laws... Compliance close collaboration with other legal practice groups, in particular... approach. Negotiate and manage legal fee arrangements and spend...... read more
Company
In-House
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
May 21, 18
Info Source
Employer
Total Views
26
with human resources and legal best practices. Will act... as liaison between the Legal department and other departments... and insurance carriers; handle legal questions regarding PEOs, payroll,... deliver resolutions to complex legal issues in the areas... matters referred to the Legal department. Manage an enterprise-wide... legal... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 18, 18
Info Source
Employer
Total Views
57
Chief Compliance Officer and Associate General... managing all aspects of compliance program, including: annual 206(4)-7... compliance review. Maintaining compliance manual... private sides. Providing ongoing compliance and regulatory advice to... Compliance to new and changing legal and regulatory obligations. Interact... and personnel within the Legal and Compliance Department, including...... read more
Company
In-House, Saks Fifth Avenue
Experience
4-6 yrs required
Location
New York City, NY
Posted Date
May 21, 18
Info Source
Employer
Total Views
141
responsible for working on legal matters primarily related to... Compliance, Will provide preventive, proactive legal advice and solutions on... employees. Provide preventive, proactive legal advice on a broad... employment best practices. Conduct legal research on various topics... keeping abreast of new legal decisions and statutory developments...... read more
Company
In-House
Experience
Min 15 yrs required
Location
New York City, NY
Posted Date
May 23, 18
Info Source
Employer
Total Views
4
CSIS Investigations Group Manager The candidate will be... The CSIS Investigations Group Manager is responsible for ensuring... The CSIS Investigations Group Manager ensures effective leveraging of... Manager to ensure proper notation, compliance and accuracy against case... with business department heads, legal, compliance and audit, and/or... internal...... read more
Company
In-House
Experience
2-5 yrs required
Location
New York City, NY
Posted Date
May 23, 18
Info Source
Employer
Total Views
66
meetings with the Relationship Manager, Portfolio Manager or Trust... other areas within FTCI (Legal, Marketing, Business Development, Operations,... Estate Administration, Compliance, Strategic Advisory Group, etc)... account openings with Relationship Manager, Portfolio Manager or Trust... account maintenance requirements. Perform legal and administrative analysis of...... read more
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