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Legal Compliance Associate Jobs in New York City

Job info
Company
Law Firm
Experience
5-6 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
and FDA Regulatory and Compliance Associate with 5-6 years... of law firm experience. The candidate with be able to provide legal, regulatory and compliance counseling... on a wide... be able to provide legal, regulatory and compliance advice... on commercialization and...... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Employer
Corporate Technology Companies Group Associate The candidate will assume... strong academic credentials, excellent legal research and superb writing... programs). Experience working on compliance and issue-spotting with respect... to various consumer-facing regulatory regimes, such as Gramm Leach Bliley, Fair Credit Reporting... read more
Company
Law Firm
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 05, 17
Info Source
Employer
Senior Associate, Capital Markets and Securities... offerings). Serve as lead associate with respect to initial... agreements, comfort letters and legal opinions. Draft and review... registration statements, responses to SEC comments, prospectuses, offering memoranda and private placement memoranda. Lead teams of... read more
Company
Law Firm
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer
with Partners in performing legal research of complex corporate... and acquisitions transactions. Formulating legal strategy based on the... accountants and consultants; providing legal advice to businesses regarding... negotiating contracts and other legal documents in connection with... drafting client memoranda providing legal advice relating to mergers... legal... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer
Corporate Compliance - Global Real Assets... - Alternatives Compliance - Vice President The... 10+ years of fund compliance/legal experience (with a focus... law firm or in-house compliance or legal department; Knowledge... of Securities... liaise with senior management, Legal and Compliance personnel and...... read more
Company
In-House
Experience
3-6 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
Compliance Review Officer The candidate... of the Asset Management Compliance Review team. Scoping and... Working closely with line/product compliance. Communicating review results clearly... with senior management in Compliance, Legal the Business, and... global... as applicable. Ensuring the Compliance Review team creates good...... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
as well as GCB Compliance, and heads of other... within Corporate and GCB Compliance to support development and... also is to ensure compliance with bank’s Operational Risk... and other control functions (Compliance, Legal, HR) in carrying... out... Directs. Corporate and GCB Compliance seniors. Franchise Risk Architecture... Compliance... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer
Attorney Corporate Compliance - Discretionary Investment Management... partnering with business partners, legal, risk and operational partners... the business and provide compliance support for new fund... Should have 7+years of compliance/legal experience at a major... law firm, regulator, fund or financial... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 22, 17
Info Source
Employer
Electronic Trading Compliance & Operational Risk Duties:... and functional leaders in compliance, legal, risk, and IT... to... and implementation of the Operational Risk Framework. Draft and review compliance policies and procedures related... to electronic trading. Develop and deliver compliance training.... read more
Company
Law Firm, BCG Attorney Search
Experience
1-8 yrs required
Location
New York City, NY
Posted Date
Aug 18, 17
Info Source
Recruiter
to one of its legal teams for a period... foreign national employees, and support clients in immigration program management and compliance among other duties. RFE... Response, PERM and H1-B experience is a plus. Candidate must have bar membership, preferably NY.... read more
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