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Legal Compliance Associate Jobs in Manhattan

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Job info
Company
In-House, SeedInvest Technology, LLC
Experience
1-3 yrs required
Location
Manhattan, NY
Posted Date
Jun 29, 18
Info Source
Employer
Total Views
379
Total Applies
2
Legal - Associate Counsel Dutied:... Drafting and conducting thorough reviews of company offering materials for compliance with SEC/FINRA rules. Managing... complex projects under tight timelines while communicating and working actively with the company's founders and people across the entire team... read more
Company
In-House, LexisNexis
Experience
Min 5 yrs required
Location
Manhattan, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
171
and all-purpose practical guidance legal product offering across targeted... investigations, FDA and regulatory compliance, product liability/disputes, antitrust and... writing, editing, and online legal research skills is must.... with drafting or editing legal practical guidance or client... alerts is a plus.... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Jul 07, 18
Info Source
Employer
Total Views
107
will be providing dedicated legal support on the development... be coordinating with field legal and branch management to... the impact of custom legal provision(s). Will be interfacing... with clients and their legal counsel to address questions... outside counsel and in-house Legal and Compliance partners to... legal... read more
Company
Academic
Experience
Min 3 yrs required
Location
Brooklyn, NY
Posted Date
Jun 18, 18
Info Source
Employer
Total Views
43
compliance and external agencies, regarding legal matters relating to Title... informed of current research, legal and judicial decisions related... and gender equity. Conducts legal research and prepares legal... memoranda on issues related... reviews documents, conducts related legal research, prepares any related...... read more
Company
Government, The Port Authority of New York...
Experience
Min 4 yrs required
Location
Hoboken, NJ
Posted Date
Jul 05, 18
Info Source
Employer
Total Views
84
records. Perform assignments in compliance with laws, governmental regulations,... and other assignments. Conduct legal research. Perform special assignments.... years of full time legal experience, preferably as either... Should preferably have demonstrable legal research and writing skills.... Should have knowledge of... read more
Company
Academic
Experience
Min 3 yrs required
Location
Brooklyn, NY
Posted Date
Jun 18, 18
Info Source
Employer
Total Views
28
of the Office of Legal Services, with wide latitude... in difficult and complex legal work having significant financial,... in the Office of Legal Services. Prepares for and/or... fact, or having significant legal, policy or financial implications... evidence and matters of legal strategy. Provides training for... legal... read more
Company
In-House, UBS
Experience
Min 10 yrs required
Location
Weehawken, NJ
Posted Date
Jul 07, 18
Info Source
Employer
Total Views
146
candidate will provide ongoing legal advice and counsel to... the firm's Financial Crimes Compliance ("FCC") team and to... legal, compliance and business management... including... advising on : requests/findings from regulators and remediations; regulatory developments; content of policies/procedures; day-to-day counseling to... read more
Company
Academic
Experience
Min 3 yrs required
Location
Brooklyn, NY
Posted Date
Jun 18, 18
Info Source
Employer
Total Views
29
implementing Department policy and legal mandates related to FOIL... monitors compliance of FOIL-related legal obligations, reviews records for... redaction, and drafts FOIL legal determinations. Communicates with the... regarding FOIL appeals. Conducts legal research on complicated legal... issues. Subpoena, Records Retention... legal... read more
Company
In-House, UBS
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Jul 07, 18
Info Source
Employer
Total Views
86
compliance department to provide legal analysis and advice in... the resolution of potential compliance issues and the conduct... personnel apprised of pertinent legal and regulatory developments. Provide... advice in the development, structuring, offering and operation of alternative investments, including sales... read more
Company
Academic
Experience
Min 3 yrs required
Location
Brooklyn, NY
Posted Date
May 28, 18
Info Source
Employer
Total Views
20
in difficult and complex legal work having significant financial,... in the Office of Legal Services. Prepares for and/or... fact, or having significant legal, policy or financial implications... evidence and matters of legal strategy. Provides training for... special education claims. Conducts legal investigations; administers meetings to... Legal... read more
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