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Director, Corporate Counsel
The candidate will provide... and regulatory advice and counsel to the broker-dealer supporting... Prudential’s investment management, retirement and group... counsel as Compliance and Risk Management Departments to provide legal... as business initiatives. Keep management and other personnel up......
Vice President, Corporate Counsel – ERISA/Benefits
The candidate... plan fiduciaries on plan investment issues including advising on... and reviewing and negotiating investment documentation (e.g., adoption agreements,... the Company’s institutional asset management businesses by providing advice... negotiating ERISA provisions in investment management agreements, adoption agreements,... leases,... Counsel...
Officer / SR Counsel -Investment Management
The candidate will... Senior Vice President, Chief Investment Officer and his leadership... Counsel. ensuring compliance with the Investment Advisers Act of 1940... state regulations affecting CIM’s investment and business operations. Remaining... documents and reporting (e.g., investment authorizations, board resolutions, legal......
Compliance Officer-Investment Management
Responsibilities: Report to GCO... Counsel, Senior Vice President, Chief Investment Officer and his leadership... Ensuring compliance with the Investment Advisers Act of 1940... and state regulations affecting investment and business operations; Remaining... documents and reporting (e.g., investment authorizations, board resolutions, legal......
The candidate will... legal support to the investment management, venture capital, corporate... risk management groups. Assist investment management team analyze, document,... and close third party investment transactions, including venture capital,... well as other bespoke investment opportunities. Assist corporate finance... investment...