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matters involving representation of investment companies (open-end funds, closed-end... funds and ETFs) in all aspects of their operations. The associates also will work closely with mutual fund boards of directors... read more
Estate Advisor-Private Wealth management Duties: Administer estates and... operated. Assist Regional Trust Advisors and Client Advisors, working with financial planners and investment strategists, to attain sales... and investment production goals.... read more
Seeking a investmentmanagement Team Attorney with... 3+ years of experience. Candidate should have superior academic credentials. Should have experience in investments, securities law and M&A transactions. Desired skill sets... read more
Associate - Investment Management
The candidate must... have asset management/investment fund experience in the... Regulatory expertise and experience (Investment Advisers Act, Investment Company... Act, Commodity Exchange Act) a big plus. Must have a JD degree from an ABA-approved law school...
Corporate Associate – Investment Management
The candidate will... work with registered investment company clients, with a... focus on preparing and reviewing documentation, including registration statements, annual reports, proxy statements and other SEC filings; assisting with preparation of materials for board...
Income and Franchise - Investment Management
Responsibilities will include:... and work papers for Investment Management clients. Assisting with... engagement workflow management and supervising staff on... assigned engagements. Overseeing complex tax projects for a variety of investment fund structures. Assisting with......
Financial Services And Investment Management Lawyer
The candidate... must have 2-5 years of experience in registered funds. Experience in variable insurance products, private funds, investment adviser, and/or commodities work... desirable....
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Investment Management Counsel
The candidate... with respect to firm’s investment management business in the... as specific advice on investment products and related legal... arise associated with firm’s investment management business and with... and maintenance of collective investment trusts. Assess requirements associated... investment...
Attorney Editor - Investment Management
The candidate will... on a variety of investment management topics and trends.... on a variety of investment management topics/trends. Monitor investment... management practice area trends/news.... AMLaw 100/200 firm) practicing investment management with a focus... intimate knowledge of registered investment adviser regulation and private... investment...
of our client seeks investment management attorney with 4-7... funds, hedge funds/private funds, investment advisers, and broker-dealers offering... on issues under the Investment Company Act, the Investment... Advisers Act, and related... broker-dealer and FINRA rules. Must have a thorough working...
Attorney - Investment Management / Investment Compliance... legal documents for day-to-day investment transactions. Will be establishing... and maintaining investment governance documentation, policies and... Providing advice to the investment team regarding other legal... is helpful. Experience supporting investment management business, including exposure......
Investment Management Liquidity Attorney
The... and counsel to portfolio management, product development/management and sales... products; Reviewing and negotiating investment advisory and other service... with respect to the Investment Company Act of 1940... in particular) and the Investment Advisers Act of 1940.......