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Investment Management Attorney Jobs in North Carolina

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Job info
Company
In-House, Bank of America Corporation
Experience
Min 7 yrs required
Location
Charlotte, NC
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
32
Attorney - Investment Management The candidate will... Bank’s Global Wealth and Investment Management business. Will be... Negotiating ERISA provisions in investment management agreements, trust agreements... relationships with the Compliance and Risk Management Departments. Working with outside... counsel on select projects.... read more
Company
In-House, Lincoln National Corporation.
Experience
Min 5 yrs required
Location
Greensboro, NC
Posted Date
Feb 11, 19
Info Source
Employer
Total Views
52
well as the primary investment adviser for fixed income... legal support, legal project management and guidance primarily regarding... Monitor and advise on investment-related developments under state insurance... law and other investment regulatory and compliance matters.... management from diverse audiences including investment adviser, affiliated and unaffiliated...... read more
Company
In-House, Bank of America Merrill Lynch
Experience
Min 10 yrs required
Location
Charlotte, NC
Posted Date
Feb 17, 19
Info Source
Employer
Total Views
95
Attorney, Capital Markets The candidate... Bank’s Global Wealth & Investment Management (GWIM) business in... markets transactions with wealth management clients. Primary responsibilities include:... legal counsel to GWIM’s Investment Solutions Group on public... trade execution matters across investment types (e.g., equities, debt...... read more
Company
In-House, Allstate Insurance Company,
Experience
Min 3 yrs required
Location
Charlotte, NC
Posted Date
Feb 17, 19
Info Source
Employer
Total Views
21
Law and Regulations Innovation Attorney The candidate real time... and legal landscape. Project management skills for cross-functional work.... Execution abilities within a parent company and its family of companies. Draft, review and negotiate complex matters and agreements (technology agreements including... read more
Company
In-House, Barings
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
15
finance and aircraft finance investment, and bank loan transactions... representing an SEC registered investment adviser. Select, manage, and... the firm’s Outside Counsel Management Guidelines. Communicate material legal,... compliance and regulatory issues promptly to the firm’s relevant stakeholders. Provide support and... read more
Company
In-House, JPMorgan Chase & Co,
Experience
Min 6 yrs required
Location
Charlotte, NC
Posted Date
Feb 18, 19
Info Source
Employer
Total Views
63
Wealth Management - Private Bank -... sheet, including asset allocation, investment management, wealth planning, credit... and... banking needs. Partner with internal specialists to provide interdisciplinary expertise to clients when needed. Connect your clients across all lines of business of J.P.... read more
Company
In-House, Barings
Experience
Min 10 yrs required
Location
Charlotte, NC
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
181
of **MEMBERS ONLY**SIGN UP NOW***. Regulatory Change Management Program. Responsible for all... Rule 38a-1 under the Investment Company Act of 1940... of **MEMBERS ONLY**SIGN UP NOW***. regulatory change management program including assisting in... for certain regulatory change management projects including being responsible... to the regulatory change management progra. Assist in the... management... read more
Company
In-House, RSM US LLP.
Experience
Location
Charlotte, NC
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
45
Management is a federally registered Investment Adviser, and a wholly... asset management and other investment advisory services to individuals,... practice: comprehensive financial planning, investment management, insurance planning, tax... planning tool Provide investment analysis as needed or... be registered as an Investment Adviser Representative (active series...... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
13
and development of private investment products and (ii) investments... and offshore funds / investment vehicles. Collaborate with internal... clients to develop private investment products. Review, analyze, and... representing an SEC registered investment adviser. Select, manage, and... the firm’s Outside Counsel Management Guidelines. Communicate material legal,...... read more
Company
In-House, Wells Fargo
Experience
Min 10 yrs required
Location
Charlotte, NC
Posted Date
Feb 14, 19
Info Source
Employer
Total Views
8
Debt Capital Markets and Investment Solutions The candidate will... management of Corporate and Investment Bank and Securities’ investment... grade and high yield... debt capital markets, and Investment Solutions (market linked products)... The position also involves management of an attorney who...... read more
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