Product Officer - Risk
The Candidate will be responsible for assisting in the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Providing guidance on rules... read more
Manager, Compliance & Control, Markets
The candidate will be responsible for overseeing and managing the worldwide administrative, operational and financial affairs of the Compliance function. Sets organizational compliance policies and business... read more
The Candidate will be responsible for monitoring new and amended rules and regulations and determining applicability to the GBAM businesses. Monitoring horizon risks and determining applicability to GBAM businesses. Participating... read more
Counsel - Private Funds And... private funds and collective investment trusts. Responsibilities will include... negotiating investment management agreements, side letter... advising private funds, negotiating investment management agreements for separately... managed accounts and 3+ years of work experience at a major...
Investment Advisor Regulatory Counsel
The... requirements and best practices. Counsel clients in preparation for,... and response to, regulatory examinations and requests from securities regulators. Draft and amend disclosure documents for clients. Draft agreements for clients to use with their clients...
documenting and closing bank, investment bank, loans and syndications... a must. The right person will be able to communicate effectively with clients, negotiate, react thoughtfully and expeditiously and take charge of the process from inception to closing. Should have extensive...
– Family Office
The candidate will prepare, review and negotiate purchase and sale agreements, operating agreements and other investments agreements. Assist with legal due diligence for direct investments, co-investments and fund investments across equity, debt and alternative asset classes. Assist...
The candidate is responsible... contracted services and provide counsel on general business initiatives,... operate. Prepare and update investment advisor disclosure documents and... and maintain a strong understanding of business, legal, and regulatory compliance matters for registered investment advisers....
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firms in the registered investment advisor (RIA) and break-away... broker space.
J.D. from an accredited law school
Licensed to practice law, and located, preferably in California or New York but open to attorneys from all geographies as we operate well virtually.
legal office, outside legal counsel, and legal budget for... Good knowledgeable in EB5 investment visa category; Advise Board... of Directors, Executives, Departments, and staff on broad range of legal issues, including: gaming, entertainment, employment, construction, and other regulatory, business, and...
documenting and closing bank, investment bank, loans and syndications.... The candidate will be able to communicate effectively with clients, negotiate, react thoughtfully and expeditiously and take charge of the process from inception to closing. Should have extensive experience in the...
counsel will be serving independent investment advisers, as well as... firms practice areas, including (investment advisor regulatory compliance, corporate... operate. Prepare and update investment advisor disclosure documents and... compliance matters for registered investment advisers. Should be a... securities industry and the investment advisory practice is preferred.......
our client seeks corporate counsel with experience. The candidate... strategic and tactical corporate counsel in the areas of... is essential. Knowledge of the securities industry and the investment advisory practice is preferred.... Should be a Member of New Jersey Bar....