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Investment Counsel Jobs in California

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SPONSORED JOB
Company
BCG Attorney Search
Experience
11-12 yrs required
Location
Los Angeles, CA
Posted Date
Aug 10,18
Info Source
Recruiter
Total Views
458
Total Applies
4
matters involving representation of investment companies (open-end funds, closed-end... funds and ETFs) in all aspects of their operations. The associates also will work closely with mutual fund boards of directors... read more
SPONSORED JOB
Company
LPL Financial
Experience
Min 5 yrs required
Location
San Diego, CA
Posted Date
Aug 09,18
Info Source
Total Views
91
AVP, Associate counsel The candidate work with SVP... to in-house and outside counsel on processing specifications and... to in-house and outside counsel on eDiscovery issues. Serve... as liaison between Technology and... read more
SPONSORED JOB
Job title
Company
Bill.com
Experience
Min 3 yrs required
Location
Palo Alto, CA
Posted Date
Aug 15,18
Info Source
Total Views
13
Corporate counsel The candidate must have 3+... years practicing in a law firm or in-house (in house fintech experience preferred). Should have experience partnering with business development, product, finance, compliance teams... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
San Francisco, CA
Posted Date
Aug 06, 18
Info Source
Recruiter
Total Views
1
Private Investment Fund Associate The candidate... partnership agreements, subscription agreements, investment advisory agreements and side... issues under the Securities Act, the Investment Company Act and the... Investment Advisers Act. Superior academic... credentials, and excellent verbal, written and interpersonal skills required.... read more
Company
Law Firm
Experience
2-6 yrs required
Location
Redwood City, CA
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
13
Private Investment Funds Associate The candidate... formation transactions with private investment funds in the real... unregistered funds under the Investment Company Act and have... exposure to the Investment Advisers Act. Should have... outstanding academic credentials, comparable law firm experience, and... read more
Company
In-House, Pathway Capital Management, LP
Experience
Min 6 yrs required
Location
Irvine, CA
Posted Date
Aug 10, 18
Info Source
Employer
Total Views
134
In-House Corporate Counsel / Attorney The candidate... issues relating to the Investment Advisers Act of 1940.... Provide legal guidance to investment, compliance, accounting and tax... of Pathway’s database of investment partnership agreements and investor... counsel tax laws related to investment partnerships is helpful. Local...... read more
Company
Recruiter, BCG Attorney Search
Experience
1-8 yrs required
Location
Redwood City, CA
Posted Date
Aug 06, 18
Info Source
Recruiter
Total Views
10
group, tax group, or investment management group of a... as well as ongoing investment firm operations matters and... compliance with the Investment Company Act, the Investment... Advisers Act, the Securities... Act and other regulatory requirements, is preferred. Should have a... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
58
Private Investment Funds Associate The candidate... will join Private Investment Funds practice. Must have... formation transactions with private investment funds in the real... unregistered funds under the Investment Company Act and have... exposure to the Investment Advisers Act. The candidate...... read more
Company
Law Firm, Shartsis Friese LLP
Experience
2-3 yrs required
Location
San Francisco, CA
Posted Date
Aug 02, 18
Info Source
Employer
Total Views
54
Total Applies
1
Seeking Investment Funds & Advisers Group... years of experience in investment management law and/or corporate... top-rated and nationally prominent Investment Funds and Advisers Group.... Prior private fund or Investment Advisers Act experience is... a plus. Significant securities law experience is... read more
Company
In-House
Experience
Min 2 yrs required
Location
San Francisco, CA
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
22
Vice President, Legal Counsel Duties: Providing legal advice... legal issues relating to investment vehicles and asset management... services. Drafting and negotiating investment management and intermediary agreements,... consultants, plan fiduciaries and investment advisers. Managing internal business... relationships and communicating directly with... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Aug 17, 18
Info Source
Employer
Corporate Associate / Investment Management Group The candidate... Will have experience with investment fund formation as well... the corporate group or investment management group of a... as well as ongoing investment firm operations matters and... compliance with the Investment Company Act, the Investment...... read more
Company
Recruiter
Experience
2-4 yrs required
Location
Menlo Park, CA
Posted Date
Aug 16, 18
Info Source
Recruiter
Total Views
2
Investment Fund Attorney The candidate... relevant corporate experience in investment management and fund formation.... to the representation of investment fund sponsors in fund... Should also have experience preparing regulatory filings related to the Investment Company Act and Investment... Advisors Act.... read more
Company
In-House, Cetera Financial Group, Inc
Experience
Min 5 yrs required
Location
El Segundo, CA
Posted Date
Aug 15, 18
Info Source
Employer
Total Views
235
Counsel of business matters including investment adviser and broker-dealer regulatory... experience related to the Investment Advisers Act of 1940... development and maintenance of investment advisory programs. Drafting and... and regulations relating to investment advisers and broker-dealers, with... experience related to the Investment Advisers Act of 1940....... read more
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