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Investment Company Law Jobs in San Diego

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In-House, LPL Financial
Min 5 yrs required
San Diego, CA
Posted Date
Sep 14, 18
Info Source
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business risks affecting the company as a broker-dealer and... registered investment advisor. Provide guidance on... at a regulatory entity, law firm, or in-house. Experience... organizations and basic corporate law principles is needed. Experience... preferred. Knowledge of the Investment Advisers Act of 1940...... read more
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