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Investment Company Law Jobs in California

Job info
Company
Law Firm
Experience
Max 2 yrs required
Location
San Francisco, CA
Posted Date
Sep 12, 17
Info Source
Employer
Associate - Investment Management Group Duties: Working... with the group’s registered investment company clients, with a... focus on preparing and reviewing documentation, including registration statements, annual reports, proxy statements and other SEC filings; assisting with preparation of materials for board... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
San Diego, CA
Posted Date
Sep 26, 17
Info Source
Recruiter
Should have JD degree or LLM degree from an accredited U.S. University. Should have 2+ years of large law firm experience in ECVC... transactional work and superior academic credentials. Should be admitted and in good standing with any State Bar.... read more
Company
In-House
Experience
Min 4 yrs required
Location
San Ramon, CA
Posted Date
Sep 26, 17
Info Source
Employer
legal support to the company and its subsidiaries and... West Coast for the company. Various commercial matters for... as needed. Represent the company in a professional, ethical,... corporation or a major law firm required. Significant experience... in M&A and technology... read more
Company
In-House
Experience
Min 15 yrs required
Location
San Francisco, CA
Posted Date
Sep 25, 17
Info Source
Employer
legal matters of the company. Lead a team of... governance, secretarial and securities law matters, corporate transactions including... M&A, investments and debt financings, legal and regulatory compliance and investigations, and employment and related litigation matters. May lead legal team members... read more
Company
In-House
Experience
Min 15 yrs required
Location
San Rafael, CA
Posted Date
Sep 25, 17
Info Source
Employer
legal matters of the company. Lead a team of... governance, secretarial and securities law matters, corporate transactions including... M&A, investments and debt financings, legal and regulatory compliance and investigations, and employment and related litigation matters. May lead legal team members... read more
Company
Law Firm
Experience
1-2 yrs required
Location
Palo Alto, CA
Posted Date
Sep 25, 17
Info Source
Employer
Private Investment Fund Associate The candidate... partnership agreements, subscription agreements, investment advisory agreements and side... issues under the Securities Act, the Investment Company Act and the... Investment Advisers Act. Superior academic... credentials, and excellent verbal, written and interpersonal skills required.... read more
Company
In-House
Experience
Min 4 yrs required
Location
El Segundo, CA
Posted Date
Sep 25, 17
Info Source
Employer
loan document and complex investment documentation. Reviewing, drafting and... on the business and investment portfolio. Assist with preparation... oversight in relation to investment portfolio. Assist in oversight... and management of investment compliance program. Must have... be admitted to practice law in one State.... read more
Company
In-House
Experience
Min 10 yrs required
Location
San Francisco, CA
Posted Date
Sep 24, 17
Info Source
Employer
major decisions where applicable law, regulations, or facts are... and legal expense. Follow Law Department policies and procedures... law in capital markets and investment banking activities required. Excellent... Act, the Bank Holding Company Act, the Gramm Leach... Act); securities, commodities and investment laws (including clearing, margining,...... read more
Company
In-House
Experience
5-8 yrs required
Location
Berkeley, CA
Posted Date
Sep 22, 17
Info Source
Employer
updates (e.g., Advisers Act, Investment Company Act, Securities Act,... Exchange Act and ERISA); managing legal aspects of the firm’s international expansion; and providing legal advice for general corporate matters (e.g., corporate governance, leases, tax, and employment-related issues). Report to executive... read more
Company
In-House
Experience
6-8 yrs required
Location
Glendora, CA
Posted Date
Sep 22, 17
Info Source
Employer
on issues concerning the Investment Company Act of 1940,... industry developments. Should have Law degree and membership of... of legal experience in investment management practice of law... firm, mutual fund complex... or mutual fund servicing organization. Thorough and current knowledge... read more
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