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Investment Banking Compliance Attorney Jobs in Tampa

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Job info
Company
In-House
Experience
Min 5 yrs required
Location
Tampa, FL
Posted Date
Dec 12, 18
Info Source
Employer
Total Views
3
the North America (NAM) investment management accounts, products and... legal support of the investment management business, including matters... related to investment management account agreements and... enrollment documents, investment policy statements, performance reports,... securities laws (especially the Investment Adviser’s Act of 1940,... Investment... read more
Company
In-House
Experience
Min 15 yrs required
Location
Tampa, FL
Posted Date
Dec 12, 18
Info Source
Employer
Total Views
26
approach for the Anti-Bribery Compliance Assurance Program providing independent... assurance for compliance with applicable regulatory and... multiple disciplines (Audit, Risk, Compliance, Training, Anti-Bribery, Corruption and... Suppliers within Consumer or Investment Banking, corporate functions, technology... management; project/program management; or supplier management.... read more
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