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Investment Banking Compliance Attorney Jobs in Pennsylvania

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Job info
Company
In-House
Experience
Min 3 yrs required
Location
Philadelphia, PA
Posted Date
Sep 21, 17
Info Source
Employer
aspects of our complex investment management and advisory transactions,... partnership agreements and amendments; investment management / advisory agreements;... client funds and other investment vehicles for separate account... development staff to ensure compliance with all local marketing... compliance for equity co-investment, credit investment and secondary investment transactions...... read more
Company
In-House
Experience
Min 4 yrs required
Location
Philadelphia, PA
Posted Date
Sep 18, 17
Info Source
Employer
Manager- Investment Management - Hedge Fund... Tax The candidate will perform high-level reviews of tax research, partnership work papers, allocations and tax returns, as well as prepare and lead client meetings on compliance and consulting projects related... to tax planning... read more
Company
Recruiter
Experience
Min 3 yrs required
Location
Philadelphia, PA
Posted Date
Sep 14, 17
Info Source
Recruiter
Seeking a mid-level Investment Management associate.... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Philadelphia, PA
Posted Date
Sep 14, 17
Info Source
Employer
Compliance Attorney - Mortgage Banking The candidate will represent... policies and procedures in compliance with various federal regulations... other licensing requirements. Must have 1+ year of residential mortgage experience working with mortgage lenders, brokers and/or servicers on regulatory compliance matters.... read more
Company
Law Firm
Experience
4-6 yrs required
Location
Philadelphia, PA
Posted Date
Sep 13, 17
Info Source
Employer
Investment Management Mid-Level Associate The... of experience as an attorney working within a firm’s... Investment Management and Mutual Funds... and expertise within the field, with an emphasis on the Investment Company Act of 1940.... Excellent writing, communication and analytical skills.... read more
Company
In-House
Experience
6-10 yrs required
Location
Malvern, PA
Posted Date
Sep 12, 17
Info Source
Employer
Technology, Strategy and Finance, Investment Management, Institutional Investors Group,... positions. Advising internal clients on contractual disputes and legal, regulatory, and contractual requirements to ensure compliance. Providing proactive advice to... internal clients on an array of strategic, financial and business initiatives.... read more
Company
Recruiter
Experience
1-3 yrs required
Location
Philadelphia, PA
Posted Date
Sep 11, 17
Info Source
Recruiter
Junior to mid-level Corporate Associate The candidate must have specialization in General Corporate; Investment Management; Mergers and Acquisitions....... read more
Company
Law Firm, Hamilton Lane Advisors
Experience
Min 3 yrs required
Location
Philadelphia, PA
Posted Date
Sep 05, 17
Info Source
Employer
aspects of our complex investment management and advisory transactions,... partnership agreements and amendments; investment management / advisory agreements;... client funds and other investment vehicles for separate account... for equity co-investment, credit investment and secondary investment transactions... condition. As a registered investment adviser, employees of Hamilton... investment... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Elkins Park, PA
Posted Date
Sep 01, 17
Info Source
Recruiter
public and private entities, investment grade companies and distressed... act as first chair attorney in representing first lien... lenders and second lien lenders in connection with intercreditor agreements; negotiating and drafting commitment papers, credit agreements, letter of credit facilities, guarantee... read more
Company
Recruiter
Experience
2-4 yrs required
Location
Philadelphia, PA
Posted Date
Aug 30, 17
Info Source
Recruiter
The candidate must have 2-4 years of extensive securities and corporate governance experience. Experience with 1940 Act registered funds, including ETFs and closed-end funds is desired. Experience in variable insurance products, private funds, investment adviser, and/or commodities work... is preferred.... read more
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