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Investment Banking Compliance Attorney Jobs in Maryland

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Job info
Company
Recruiter
Experience
Min 5 yrs required
Location
Baltimore, MD
Posted Date
Sep 05, 17
Info Source
Recruiter
Temporary Financial / Transactional Attorney The candidate must have... transactional experience in the banking/venture capitalist arena. Will be... assisting with the administrative (closing) duties pertaining to complex deals. Should have experience assisting with deals, conducting due diligence, and the completion... read more
Company
In-House
Experience
4-5 yrs required
Location
Bethesda, MD
Posted Date
Sep 19, 17
Info Source
Employer
and internal business and compliance partners. This position requires... advice. Working closely with compliance partners, you will help... Collaborate and liaise with Compliance effectively. Exceptional judgment and... compliance, commercial broker/dealer on both investment banking and Research, Sales... in supporting a SEC-registered investment advisor preferred.... read more
Company
In-House
Experience
7-10 yrs required
Location
Bethesda, MD
Posted Date
Sep 19, 17
Info Source
Employer
the Capital One Corporate Banking business. Advise the Corporate... Banking lending business on a... Commercial Bank’s Risk and Compliance officers to ensure comprehensive... support. Deliver legal counsel and expertise on the development of new products and services, industry laws and... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
Bethesda, MD
Posted Date
Sep 14, 17
Info Source
Employer
Compliance Attorney - Mortgage Banking The candidate will represent... policies and procedures in compliance with various federal regulations... other licensing requirements. Must have 2+ years of residential mortgage experience working with mortgage lenders, brokers and/or servicers on regulatory compliance matters.... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
Baltimore, MD
Posted Date
Sep 14, 17
Info Source
Employer
Compliance Attorney - Mortgage Banking The candidate will represent... policies and procedures in compliance with various federal regulations... other licensing requirements. Must have 2+ years of residential mortgage experience working with mortgage lenders, brokers and/or servicers on regulatory compliance matters.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Chevy Chase, MD
Posted Date
Sep 12, 17
Info Source
Employer
Associate Investment Counsel Duties: Report to... the Head Investment Counsel, and coordinate with... the Head Investment Counsel to provide legal... matters relating to the investment and management of the... to particular investments or investment structures; Providing advice on... members of HHMI’s professional investment staff with limited day-to-day... Investment... read more
Company
Recruiter
Experience
5-7 yrs required
Location
Bethesda, MD
Posted Date
Sep 05, 17
Info Source
Recruiter
Compliance Attorney - '34 or... broker-dealer (34 Act) or investment adviser (40 Act) matters... to oversee an internal assessment of relevant matters and filings. Note: This is a temporary position. Work is initially expected to involve 40 hours/week during... read more
Company
Law Firm
Experience
Location
Baltimore, MD
Posted Date
Aug 23, 17
Info Source
Employer
financial services companies concerning a broad range of legal issues, including compliance with federal and state... statutes and regulations applicable to consumer credit, privacy, data security, residential lending and brokering, deposit issues and licensing. Must have portable practice (minimum $300,000).... read more
Company
Public Interest
Experience
7-10 yrs required
Location
Baltimore, MD
Posted Date
Sep 07, 17
Info Source
Employer
Prepares standardized Powers of Attorney for international needs such... as a legal entity, banking authorities, local transfer of... consultant agreements to ensure compliance with donor regulations. Maintains... central legal files (original paper copy files and e-files). Provides support on all... read more
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