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Investment Banking Compliance Attorney Jobs in Charlotte

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Job info
Company
In-House, Barings
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Mar 21, 19
Info Source
Employer
Total Views
46
– Private Placements & Infrastructure Debt The candidate will be expected to perform finance and aircraft finance investment, and bank loan transactions... representing an SEC registered investment adviser. Select, manage, and... Guidelines. Communicate material legal, compliance and regulatory issues promptly...... read more
Company
In-House
Experience
Min 8 yrs required
Location
Charlotte, NC
Posted Date
Mar 21, 19
Info Source
Employer
corporate securities, capital markets, investment banking, corporate and commercial... banking, corporate trust, asset-backed financing,... strong risk mitigating and compliance-driven culture which firmly establishes... Financial Crimes, Operational, Regulatory Compliance), which includes effectively following... appropriately fulfilling risk and compliance obligations, timely and effective... compliance... read more
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