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Investment Banking Compliance Attorney Jobs in Austin

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Job info
Company
In-House
Experience
4-6 yrs required
Location
Austin, TX
Posted Date
Jun 19, 18
Info Source
Employer
Total Views
6
corporate legal needs of investment advisor work, including federal... portfolio management and trading compliance related issues. Will support... legal documentation, such as investment advisor registrations. Ensure this... documentation is in compliance with applicable multi-jurisdictional regulatory... law. Review and interpret statutes,... read more
Company
In-House
Experience
5-9 yrs required
Location
Austin, TX
Posted Date
Jun 19, 18
Info Source
Employer
Total Views
32
this documentation is in compliance with applicable multi-jurisdictional regulatory... firm or in-house fund, investment adviser, or financial intermediary.... Knowledge of FCA rules and European legislation (MiFID, UCITS, AIFMD etc.) is highly desirable. Must ideally be a UK qualified solicitor or... read more
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