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Investment Attorney Jobs in Pennsylvania

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
Philadelphia, PA
Posted Date
Nov 29, 18
Info Source
Employer
Total Views
3
AVP, Senior Counsel - Investment Advisory The candidate will... have thorough understanding of investment advisory fiduciary responsibilities and... and business lines on investment advisory regulatory issues, including... for inquiries relating to investment advisory processes and procedures.... year-end reporting, assisting with investment advisory compliance policies, suitability... Investment... read more
Company
In-House, The Vanguard Group, Inc.
Experience
Min 3 yrs required
Location
Malvern, PA
Posted Date
Nov 27, 18
Info Source
Employer
Total Views
84
Associate Counsel, Investment Products and Advisors The... interpretive advice under the Investment Company Act of 1940... and the Investment Advisers Act of 1940,... governance and Board related activities, and/or analyzing and providing guidance on emerging issues impacting registered investment companies.... read more
Company
In-House
Experience
Min 5 yrs required
Location
Oaks, PA
Posted Date
Nov 30, 18
Info Source
Employer
Total Views
16
Mutual Fund Attorney, Investment Manager Services The candidate... legal support of the Investment Manager Services Unit and... a proven Mutual Funds Attorney. As a member of... Attorney compliance matters under the Investment Company Act of 1940,... documentation in connection with investment company reorganizations and other...... read more
Company
In-House, ANSYS, Inc.
Experience
Min 7 yrs required
Location
Pittsburgh, PA
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
28
the company in strategic investment transactions, including corporate financing.... Assists in risk mitigation arising under local, state, and federal laws in North America.Assists in the management of or manages the legal due diligence process. Trains and counsels firm's personnel with... read more
Company
In-House
Experience
8-10 yrs required
Location
Philadelphia, PA
Posted Date
Nov 30, 18
Info Source
Employer
Total Views
6
and tracks pipeline of investment, regulatory and administrative updates... needed. Negotiates changes to investment management, hedge fund and... mutual fund participation agreements for inclusion within separate account product lines. Oversees and manages the LIAS compliance department. Miscellaneous legal functions in... read more
Company
In-House
Experience
Min 6 yrs required
Location
Philadelphia, PA
Posted Date
Nov 26, 18
Info Source
Employer
Total Views
29
firm third party institutional investment management platform, which includes... of a sophisticated institutional investment management platform in a... business in existing firm investment asset classes and support... of new investment strategies and initiatives. Review... documentation, including LPAs, PPMs, investment management agreements; Provision of... Investment... read more
Company
Recruiter
Experience
4-6 yrs required
Location
Philadelphia, PA
Posted Date
Dec 03, 18
Info Source
Recruiter
Total Views
1
Investment Management Mid Level Associate... of experience as an attorney working within a firm’s... Investment Management and Mutual Funds... an emphasis on the Investment Company Act of 1940.... Should have J.D. from an accredited law school; License to practice law;... read more
Company
In-House
Experience
Min 4 yrs required
Location
Philadelphia, PA
Posted Date
Dec 10, 18
Info Source
Employer
Total Views
17
Investment Management - Mutual Fund... of tax research, regulated investment company (RIC) tax work... experience (3 years in Investment Management) or equivalent in... law firms or industry. Should have CPA, Enrolled Agent, or other appropriate certification required (or in process... read more
Company
Law Firm
Experience
1-3 yrs required
Location
Philadelphia, PA
Posted Date
Nov 30, 18
Info Source
Employer
Total Views
9
corporate governance and equity investment matters. Capital markets, securities... and compliance and cross-border deal experience is a plus. Must have excellent organizational and transaction management skills, strong legal due diligence skills, possess meaningful experience with drafting corporate and transaction documents,... read more
Company
In-House, The Vanguard Group, Inc.
Experience
Location
Malvern, PA
Posted Date
Nov 30, 18
Info Source
Employer
Total Views
24
the best chance for investment success. We have a... attorney (IIG) division, which provides investment products and services to... in support of their investment, recordkeeping and investment advisory... design and operation of investment products, advice, and other... Code; familiarity with the Investment Advisers Act of 1940...... read more
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