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General Counsel Broker Dealer Jobs in Iselin

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Job info
Company
In-House
Experience
Min 3 yrs required
Location
Jersey City, NJ
Posted Date
Jan 09, 20
Info Source
Employer
Counsel The candidate will represent... securities exchange and affiliated broker-dealer. Assist with preparation of... regarding investigations, examinations and general inquiries. Assist with governance... matters and general contract drafting and review.... to the Company’s affiliated broker-dealer. Assist with monitoring, reviewing... relating to exchanges and broker-dealers.... read more
Company
In-House, TIAA-CREF Individual & Institu...
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Jan 21, 20
Info Source
Employer
Total Views
44
Associate General Counsel, Tax Strategy and... as licensed attorney. Should preferably have Legal experience in one of the following specialties Corporate (Business Affairs), Employment, Broker Dealer (Distribution Channel), Litigation,... Tax, Regulatory, Pension / ERISA, Mortgage & Real Estate, Securities, Insurance.... read more
Company
Law Firm
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Nov 21, 19
Info Source
Employer
Total Views
2
experience in M&A, joint ventures, restructurings, and with partnerships and limited liability companies, including drafting and negotiating complex partnership and LLC agreements. Experience and expertise working with asset management companies, broker dealers and other financial... services companies is an asset.... read more
Company
In-House, Intesa Sanpaolo
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Jan 17, 20
Info Source
Employer
Total Views
13
General Legal Counsel The Candidate... business units within the broker-dealer, including trading and sales... litigation relating to the broker-dealer. Structure advice based on... client-related inquiries relating to broker-dealer and investment adviser matters.... relationships with outside legal counsel and other external consultants... broker-dealer.... read more
Company
In-House, Mizuho Americas LLC
Experience
Location
New York City, NY
Posted Date
Jan 22, 20
Info Source
Employer
Total Views
120
Total Applies
1
support to Mizuho U.S. broker dealer and swap dealer... entities’ equities and fixed... law issues and other general legal matters; Prepare, negotiate... respect to CFTC Swap Dealer requirements; Maintain & update... documentation templates, manage information database and ensure relevant reports,... read more
Company
In-House, NFP Corp.
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 22, 20
Info Source
Employer
Total Views
52
Tax Insurance Broker The candidate analyze new... tax risk opportunities and prepare insurance market submissions regarding tax, Representations & Warranties Insurance (RWI) or other M&A insurance products as appropriate. Tax risks include tax issues relevant to the overall deal structure... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jan 17, 20
Info Source
Employer
Total Views
8
with asset management companies, broker dealers and other financial... services companies would be an asset. Should have outstanding academic credentials, comparable law firm experience, and excellent written and verbal communication skills. Massachusetts bar admission (or eligibility to obtain admission promptly)... read more
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