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4 jobs found for

Finra Attorney Jobs in Wilmington

Job info
SPONSORED JOB
Company
FINRA.
Experience
2-6 yrs required
Location
Philadelphia, PA
Posted Date
May 18,18
Info Source
Total Views
21
Senior attorney Counsel - Sales... Practice Enforcement The candidate performs a variety of specific duties generally including applying analytical skills to participating in providing legal interpretations regarding laws, rules, and... read more
Company
In-House, The Vanguard Group, Inc.
Experience
Min 8 yrs required
Location
Malvern, PA
Posted Date
May 16, 18
Info Source
Employer
Total Views
81
federal securities laws and FINRA rules. Support and develop... key relationships with Vanguard’s global product teams and sales and marketing businesses. Provide legal advice regarding the distribution of mutual funds and ETFs globally. Provide thought leadership on industry distribution practices... read more
Company
In-House, Lincoln National Corporation.
Experience
Min 4 yrs required
Location
Radnor, PA
Posted Date
May 18, 18
Info Source
Employer
Total Views
32
Chief Counsel Retirement Plan Services The candidate will be providing strategic advice and counsel to Retirement Plan Services senior executives on the business and legal ramifications of significant strategic objectives. Will be advising the SVP, Chief Counsel, Product and senior... read more
Company
Public Interest, FINRA.
Experience
Min 5 yrs required
Location
Philadelphia, PA
Posted Date
May 22, 18
Info Source
Employer
Total Views
61
investigators and with other FINRA departments, including Member Regulation,... and business partners throughout **MEMBERS ONLY**SIGN UP NOW***. Provide guidance to attorneys... regarding proposed Enforcement outcomes and other regulatory responses to achieve consistent decision-making based on risk. Work with Chief Counsel to achieve foreseeable... read more
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