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Your career is too important to spend your time looking for a job on a variety of sites. If you were sick you would find the best possible doctor. You should do the same thing with your job site. There is no better job board in the world for legal professionals: LawCrossing shows you jobs from every single employer career page, job website, association website
investigators and with other finra departments, including Member Regulation,... and business partners throughout finra Provide guidance to attorneys... regarding proposed Enforcement outcomes and other regulatory responses to achieve consistent decision-making... read more
providing asset management, financial planning, and brokerage services advice. Should have 5+ years of investment related experience and 3+ years of experience in investment sales. FINRA Series 7 and 63/65... or equivalent (Series 66) and California Insurance license is essential....
have 3-5 years of experience in Professional Liability. Must have some FINRA, agent/broker, or other financial... services related experience. Must have a JD degree from an ABA-approved law school and be an active member in good standing of the Bar....