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Finra Attorney Jobs in Torrance

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Job info
Company
Recruiter
Experience
3-5 yrs required
Location
Century City, CA
Posted Date
Nov 26, 18
Info Source
Recruiter
matters, internal investigations, white collar criminal matters, FINRA enforcement or arbitrations, and/or... general civil securities litigation. Securities class action experience is a plus. Candidates must have CA Bar admittance, case management experience, and very strong research and brief writing skills.... read more
Company
In-House
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Nov 26, 18
Info Source
Employer
Total Views
43
Staff Attorney Responsibilities: Responding to Document... requests, and regulatory (e.g., FINRA and SEC) inquiries. Handling... intake of document requests and identifying and investigating the relevant client engagements or business activities and the Firm personnel involved, which includes summarizing and assessing... read more
Company
In-House
Experience
Min 15 yrs required
Location
Los Angeles, CA
Posted Date
Dec 14, 18
Info Source
Employer
Total Views
21
compliance strategy AML and FINRA matters; Provide strategic direction... to a team of Human Resources professionals on talent management, employment law and benefits matters; Identify business, regulatory and legal risks and recommend practical alternatives that allow the company to operate... read more
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