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Finra Attorney Jobs in Santa Monica

Job info
Company
In-House, City National Bank
Experience
Min 3 yrs required
Location
Santa Monica, CA
Posted Date
Apr 18, 18
Info Source
Employer
Total Views
18
providing asset management, financial planning, and brokerage services advice. Should have 5+ years of investment related experience and 3+ years of experience in investment sales. FINRA Series 7 and 63/65... or equivalent (Series 66) and California Insurance license is essential.... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Los Angeles, CA
Posted Date
Mar 15, 18
Info Source
Recruiter
Total Views
5
have 3-5 years of experience in Professional Liability. Must have some FINRA, agent/broker, or other financial... services related experience. Must have a JD degree from an ABA-approved law school and be an active member in good standing of the Bar.... read more
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