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56 jobs found for

Finra Attorney Jobs in Newark

Job info
Company
Recruiter
Experience
Min 3 yrs required
Location
Jersey City, NJ
Posted Date
Aug 03, 17
Info Source
Recruiter
Funds Counsel The candidate will report to SVP, AGC Group Head; provide Legal support to the third party institutional investment management platform, including multiple private funds and managed accounts in various asset classes for both domestic and international institutional clients.... read more
Company
Law Firm
Experience
4-6 yrs required
Location
Short Hills, NJ
Posted Date
Sep 20, 17
Info Source
Employer
Attorney The candidate must possess... a J.D. degree from an accredited law school with outstanding academic credentials; 4-6 years of commercial litigation experience, with an emphasis on complex commercial litigation; New York experience a plus. NJ Bar admission required; NY... read more
Company
In-House
Experience
Min 5 yrs required
Location
Weehawken, NJ
Posted Date
Sep 14, 17
Info Source
Employer
business group on MSRB, FINRA, SEC and other applicable... rules and regulations that impact their business. Work directly with **MEMBERS ONLY**SIGN UP NOW***. business, legal and control function management. Respond to ad hoc requests from internal and external sources, and work on other... read more
Company
Law Firm
Experience
2-5 yrs required
Location
New York City, NY
Posted Date
Sep 11, 17
Info Source
Employer
Associate Attorney The candidate must have... 2-5 years of experience preferably in NYC asbestos litigation. Strong experience in expert development and writing will be given preference.... read more
Company
Law Firm
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Sep 11, 17
Info Source
Employer
Litigation Attorney The candidate must have... 1-3 years of significant litigation experience; superior writing skills; and a superior law school record. Should have a solid background in complex commercial litigation or white collar criminal defense.... read more
Company
Law Firm
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
Sep 20, 17
Info Source
Employer
Associate The candidate will join the Government Investigations and White Collar Litigation department. Must have 2-4 years of experience in regulatory investigations in the financial services industry and the securities laws. Stand-up court experience candidates who have served as judicial... read more
Company
In-House
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
solid understanding of SEC, FINRA, and various exchange rules... applicable to bank’s US business lines, in particular Global Markets and Corporate Finance; excellent written and verbal communication skills; a strong work ethic and a passion for high performance; strong presentation... read more
Company
In-House
Experience
10-15 yrs required
Location
New York City, NY
Posted Date
Sep 16, 17
Info Source
Employer
and testing for applicable FINRA requirements as well as... for the firm. Managing relationships with regulators and manage regulatory examinations. Must have 10-15 years of relevant experience Bachelor s degree required, Exchange Act of 1934, FINRA regulation, MSRB regulation, and...... read more
Company
In-House
Experience
5-10 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
to GPF, including Reg T, Reg X, Reg U, Reg SHO, Rule 15c3-1, Rule 15c-3 and other SEC and FINRA rules needed. A working... understanding of Volcker, Title VII and EU regulations such as EMIR and MiFid2 is a must.... read more
Company
In-House
Experience
Min 15 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
cross-border regulations, including Dodd-Frank; FINRA; etc. and discuss the... issues with internal stakeholders and clients; conducts legal review and issue resolution for ancillary trading documentation, i.e., Collateral Control Agreements, Non-Disclosure Agreements, Confidentiality Waivers and various Side Letters. Draft and review... read more
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