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Finra Attorney Jobs in Maryland

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SPONSORED JOB
Company
FINRA.
Experience
Min 4 yrs required
Location
Rockville, MD
Posted Date
Dec 05,18
Info Source
Total Views
6
- Enforcement The candidate plans for and participates in various tasks related to investigations pertaining to sales practice and trading violations by member firms and associated persons including the gathering of... read more
SPONSORED JOB
Company
FINRA.
Experience
Min 9 yrs required
Location
Rockville, MD
Posted Date
Dec 06,18
Info Source
Total Views
7
hearings as its staff attorney including marshaling, organizing and... presenting documentary and testimonial evidence, cross-examining witnesses, and providing opening and closing arguments. Evidence increased ability to conduct settlement and related... read more
Company
Public Interest, FINRA.
Experience
Location
Rockville, MD
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
17
Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified... possible violations of relevant FINRA rules and the federal... of possible violations of FINRA rules and the federal... requests for information from FINRA members and other constituents.... well as the relevant FINRA rules and federal securities... **MEMBERS ONLY**SIGN UP NOW***... read more
Company
Public Interest, FINRA.
Experience
Min 1 yrs required
Location
Rockville, MD
Posted Date
Dec 03, 18
Info Source
Employer
Total Views
16
of possible violations of FINRA rules and the federal... securities laws. Conduct telephone interviews, including assisting with on-the-record testimony when necessary, of registered and associated persons, investors and others to develop a sufficient investigative record. Gather evidence through timely, well-written... read more
Company
In-House
Experience
Location
Baltimore, MD
Posted Date
Dec 14, 18
Info Source
Employer
Total Views
33
state bar Senior attorney with Law firm and/or... regulatory agencies – SEC, FINRA, etc. Excellent oral... and written communication skills Well-developed interpersonal and collaborative/teamwork skills Strong analytical, drafting and negotiating skills Attention to detail... read more
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