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Finra Attorney Jobs in Illinois

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Job info
Company
Law Firm
Experience
Min 5 yrs required
Location
Chicago, IL
Posted Date
Oct 22, 18
Info Source
Employer
Total Views
77
Labor & Employment FINRA Arbitration Counsel The candidate... financial-services industry clients in FINRA arbitrations or related matters,... Strong familiarity with the FINRA arbitration process required. Will... work from a virtual/remote office, including from home, but with access to local offices,... read more
Company
Recruiter, BCG Attorney Search
Experience
1-8 yrs required
Location
Chicago, IL
Posted Date
Oct 22, 18
Info Source
Recruiter
Total Views
44
seeks financial services litigation attorney with preferably 1-4 years... involving the CFTC, SEC, FINRA, securities and derivatives exchanges,... and state attorneys general. Will involve disputes over equities or derivatives trade practices, enforcement of the federal securities laws, or consumer protection... read more
Company
Recruiter, BCG Attorney Search
Experience
2-8 yrs required
Location
Chicago, IL
Posted Date
Oct 22, 18
Info Source
Recruiter
Total Views
19
financial services litigation staff attorney with preferably 2-4 years... involving the CFTC, SEC, FINRA, securities and derivatives exchanges,... and state attorneys general. Will serve in disputes over equities or derivatives trade practices, enforcement of the federal securities laws, or consumer... read more
Company
In-House
Experience
6-12 yrs required
Location
Chicago, IL
Posted Date
Oct 23, 18
Info Source
Employer
Total Views
15
inquiries from the SEC, FINRA, CFTC, NFA and other... regulatory authorities. Working with outside counsel in handling larger enforcement matters brought by the firm’s regulators. Identifying necessary changes to the firm’s systems and procedures to meet new rules/regulations. Drafting agreements,... read more
Company
Recruiter
Experience
4-6 yrs required
Location
Chicago, IL
Posted Date
Sep 04, 18
Info Source
Recruiter
Total Views
1
Capital Markets Attorney The candidate should have... Equity and Debt Offerings; FINRA; 144/Reg S Offerings; Public... and Private offerings; Exchange Listing Requirements; REITs. Admissions Firm seeks a candidate admitted to the IL Bar is needed. Academics Superior academic credentials required.... read more
Company
Law Firm
Experience
2-4 yrs required
Location
Chicago, IL
Posted Date
Oct 04, 18
Info Source
Employer
Total Views
17
Financial Services Litigation Staff Attorney The candidate will be... involving the CFTC, SEC, FINRA, securities and derivatives exchanges,... and state attorneys general. Typical matters may involve disputes over equities or derivatives trade practices, enforcement of the federal securities laws, or... read more
Company
Recruiter
Experience
1-4 yrs required
Location
Chicago, IL
Posted Date
Oct 18, 18
Info Source
Recruiter
Total Views
9
a government agency. This attorney will litigate a wide... regarding the CFTC, SEC, FINRA, securities and derivatives exchanges,... and state Attorneys General as well as related antitrust and white collar criminal matters as needed. Typical matters include disputes over equities... read more
Company
Law Firm
Experience
1-4 yrs required
Location
Chicago, IL
Posted Date
Oct 04, 18
Info Source
Employer
Total Views
56
involving the CFTC, SEC, FINRA, securities and derivatives exchanges,... and state attorneys general. Manage typical matters that involve disputes over equities or derivatives trade practices, enforcement of the federal securities laws, or consumer protection issues. Work on related antitrust and... read more
Company
In-House
Experience
3-5 yrs required
Location
Chicago, IL
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
31
broker dealer regulations, corporate law and experience handling regulatory investigation is needed. SEC or FINRA experience, or law firm... experience advising financial institutions are needed. Military education or experience may be considered in lieu of civilian requirements listed is needed.... read more
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