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3 jobs found for

Finra Attorney Jobs in Connecticut

Job info
Company
Law Firm
Experience
3-5 yrs required
Location
Stamford, CT
Posted Date
Sep 14, 17
Info Source
Employer
actions by the SEC, FINRA, the various stock, option... (e.g., the SEC, CFTC, FINRA) enforcement organization would be... helpful. Experience with hedge funds, investment funds and investment advisers a plus. Outstanding academic credentials and major law firm experience are required.... read more
Company
Law Firm, BCG Attorney Search
Experience
3-8 yrs required
Location
Stamford, CT
Posted Date
Sep 08, 17
Info Source
Recruiter
client seeks securities litigation attorney with 3-5 years of... actions by the SEC, FINRA, the various stock, option... regulatory (the SEC, CFTC, FINRA) enforcement organization would be... helpful. Experience with hedge funds, investment funds and investment advisers is a plus.... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
Stamford, CT
Posted Date
Sep 07, 17
Info Source
Recruiter
preferred. Experience with the Investment Advisers Act, Securities Act, Dodd Frank, CFTC and FINRA rules and regulations as... they apply to alternative investment funds is highly desired. New York and/or CT Bar admission (or eligibility to obtain admission promptly) required.... read more
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