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Finra Attorney Jobs in Century City

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Job info
Company
Recruiter
Experience
3-5 yrs required
Location
Century City, CA
Posted Date
Jul 01, 19
Info Source
Recruiter
enforcement matters, internal investigations, white collar criminal matters, FINRA enforcement or arbitrations, and/or... general civil securities litigation. Securities class action experience is a plus. Must have CA Bar admittance, case management experience, and very strong research and brief writing skills.... read more
Company
In-House, Wedbush Securities
Experience
Min 15 yrs required
Location
Los Angeles, CA
Posted Date
Jul 05, 19
Info Source
Employer
Total Views
115
compliance strategy AML and FINRA matters. Provide strategic direction... to a team of Human Resources professionals on talent management, employment law and benefits matters. Identify business, regulatory and legal risks and recommend practical alternatives that allow the company to operate... read more
Company
In-House, UBS
Experience
Location
Los Angeles, CA
Posted Date
Jul 04, 19
Info Source
Employer
Total Views
42
working knowledge of current FINRA, SEC and state regulatory... issues, as well as the company's own written supervisory procedures; Productively work from home full time and pro-actively communicate with colleagues located around the country. A university degree. Preferably in finance,... read more
Company
Recruiter
Experience
2-3 yrs required
Location
Los Angeles, CA
Posted Date
Jun 09, 19
Info Source
Recruiter
and attending to certain court appearances. Experience providing advice and counsel on workplace law issues, including wage and hour, employee relations, mitigation of risk, ADA and other workplace accommodation, FINRA arbitrations, employment agreements, reductions-in-force,... and employment-related policies is also beneficial.... read more
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