President, Assistant General Counsel - CB Middle Market Banking
The candidate will be managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters. Will... read more
guidance for affiliates offering financial advisory services to individuals,... and limited purpose broker-dealer services related to mutual fund distribution. Provide legal advice and counsel for various other corporate activities, such... read more
Manager Compliance Advisor- Auto Finance
Responsibilities: Review Complaints generated from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary. Identify trends in... read more
General Counsel - Global Financial Crimes
The candidate will... skills. Must have excellent verbal and written communication skills. Should have experience with compliance related investigations, litigation and/or financial services regulatory matters in... a major law firm and/or large multi-national corporation....
in-house counsel to a financial services company. Must have... experience with private placement/direct purchase government transactions including drafting and negotiating purchase/loan documents or equivalent experience in public finance or community development banking. Should have knowledge of legal and regulatory requirements...
and regulatory issues impacting financial institutions operating in a... 8+ years’ experience advising financial institutions and other lenders... with respect to commercial loan transactions, including experience negotiating and drafting commercial loan documents. Must have excellent oral and written communication, management,...
Assistant General Counsel - Innovation & Products
Duties: Managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters. Advising on products and services, including contract negotiation and documentation. Advising on offering and marketing...
Assistant General Counsel - CCB Shared Services Legal
Duties: Managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters; advising on products and services, including contract negotiation and documentation; advising on offering and...
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Regulatory And Policy Senior Counsel
The candidate will be responsible for: Identifying and understanding policy change relating to consumer regulatory issues; Identifying, convening, and leading internal stakeholders, across business lines and seniority, to understand the relative prioritization of these changes...
Senior Counsel- Card Services Legal
Duties: Managing actual and potential litigation and enforcement matters, including internal reviews and investigations related to such matters, advising on products and services, including contract negotiation and documentation, advising on offering and marketing documents and...
Assistant General Counsel - Financial Services Legal Loss Mitigation...
The candidate will develop a deep understanding of the FS Loss Mitigation business areas and processes and embrace the opportunity to grow from being an attorney for the business to a...
Assistant General Counsel - Office of Legal Obligations, LRCM
Duties: Manage Legal’s legal and regulatory change monitoring efforts in North America with direct manager responsibilities for attorneys engaged in legal and regulatory change monitoring. Monitor, identify, and document changes in...
Financial Services Legal Counsel
Duties:... Review state and federal laws and regulations for their applicability to Capital One’s Auto Finance Servicing business operations; Advise the Auto Finance line of business on the legal significance and interpretation of applicable laws and...
The candidate will be responsible for the competent, ethical and diligent representation of company and its carriers in all assigned cases including preparation of pleadings, motions, pre-trial discovery, trial,... read more
in connection with the sale and distribution of financial services products. Keeping senior... management and other personnel informed on pertinent legal and regulatory developments. Perform special projects as assigned.... read more
of bank and non-bank financial institutions in syndicated and... club transactions, both senior and subordinated, involving domestic and international credit facilities for direct and sponsored transactions and leading significant portions... read more