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Federal Regulatory Law Jobs in Baltimore

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Job info
Company
In-House
Experience
8-15 yrs required
Location
Baltimore, MD
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
93
on any business or regulatory matters that arise relative... the managed account business. Regulatory Filings/Policies and Procedures. Responsible... advising on the firm’s regulatory filings including Form ADV... implementing new and amended regulatory requirements applicable to US... needed. Experience working with Federal Securities laws and regulations... regulatory... read more
Company
Academic
Experience
Min 5 yrs required
Location
Baltimore, MD
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
47
continuity of care and regulatory compliance. Analyze, facilitate, negotiate... practices and recruitment loans. Regulatory work, including researching and... interpreting federal and state laws, regulations,... implementation of state and federal government and accreditation requirements.... inquiries/complaints from state and federal administrative, regulatory and other...... read more
Company
In-House, TD Ameritrade IP Company, Inc
Experience
3-5 yrs required
Location
Columbia, MD
Posted Date
Sep 07, 18
Info Source
Employer
Total Views
44
Regulatory Investigations Associate Counsel The... and to respond to regulatory inquiries. Work with senior... associated persons against potential regulatory actions. Facilitate and coordinate... potential issues raised in regulatory inquiries and advise TD... regulatory and proposed rules of federal and state agencies and...... read more
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