Entry Level Compliance Jobs in Clifton

legal advice to ensure compliance with SEC rules and... regulations and Nasdaq requirements. Assisting in the preparation/review of Section 16 filings and advising executive officers and directors with respect to such filings. Providing support on matters relating to the board... read more

Entry-Level Attorney The candidate will... for legal sufficiency and compliance with governing statutes and... regulations. Will participate in this review and advise agencies on the processes that must be followed to enter into such agreements. Assist in drafting various documents... read more

Entry-Level Attorney The candidate will... client agencies on regulatory compliance and participate in complex... negotiations with state and federal regulatory agencies by conducting legal and factual research; drafting and reviewing correspondence; and assisting in managing and coordinating agency action. Finally,... read more

Regulatory Compliance Counsel The candidate will... oversee all regulatory and compliance matters and assist with... documents to ensure regulatory compliance. Proactively make recommendations on... developing and assessing corporate compliance programs, training, adherence and... effectiveness. Integrate compliance controls into the scope... compliance... read more

their implementation, maintenance and compliance throughout the organization. Advising... products and services for compliance with local data privacy... security regulations. Working with Compliance colleagues, including the Chief... coordination with local legal, compliance and other stakeholders as... of such templates to Compliance colleagues and lawyers in-country,...... read more

Entry-Level Attorney The candidate will... for legal sufficiency and compliance with governing statutes and... regulations. Will participate in this review and advise agencies on the processes that must be followed to enter into such agreements. Assist in drafting various documents... read more

Juvenile Rights Practice Entry-Level Staff Attorney - Fall... Collaborate with other in-house staff. Seek compliance with court orders, regulatory... requirements, and agency policies. Ensure that the child has a voice in all decisions made about their life. Other appropriate duties.... read more

local tax issues including compliance, advising, planning, and controversies;... tax estimated payments, extensions and tax returns; working primarily at the client’s office; Assist in handling notices received from state tax authorities; Research and draft technical memoranda related to compliance issues.... read more

Junior Compliance Associate The candidate will... is a material issue with on-boarding their potential clients. Depending on the findings provide assessment to the Compliance Team. Must have Juris... Doctorate degree. Must have 0-1 year of experience in financial services compliance.... read more

Mid- level Technology Transactions and Privacy... federal and state regulatory, compliance and enforcement matters, complex... bank regulatory issues, including privacy, data and cyber security, anti-money laundering, and consumer protection is required. Prior experience working with the New York Department of... read more