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Enforcement Counsel Jobs in New York

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Job info
SPONSORED JOB
Company
FINRA.
Experience
2-6 yrs required
Location
New York City, NY
Posted Date
May 18,18
Info Source
Total Views
28
counsel Sales Practice enforcement The candidate performs a variety... and quasi-judicial bodies. Advises enforcement Director regarding laws, rules,... the direction of the enforcement Director, prepares Letters of... the direction of the enforcement Director. Works closely with enforcement read more
Company
Public Interest, FINRA.
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
May 23, 18
Info Source
Employer
Total Views
5
Director - Sales Practice Enforcement Duties: Responsible for ensuring... that Enforcement attorneys conduct thorough and... optimal outcomes in every Enforcement matter. Manages a team... the course of an Enforcement matter, and provide guidance... and active management to Enforcement attorneys to achieve timely... Enforcement... read more
Company
Public Interest, FINRA.
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
May 22, 18
Info Source
Employer
Total Views
32
Regional Chief Counsel, Enforcement Duties: Manage and supervise... and litigation. Review all enforcement recommendations for sufficiency of... legal issues impacting the Enforcement program. Take a leadership... of legal expertise on enforcement-related matters. Conduct and participate... in special projects and press... read more
Company
Public Interest, FINRA.
Experience
Min 9 yrs required
Location
New York City, NY
Posted Date
May 24, 18
Info Source
Employer
Total Views
3
Principal Counsel - Main Enforcement The candidate performs a... settlement negotiations with the Enforcement Director and Chief Counsel... and draft AWCs or... other pre-complaint settlement papers or informal actions. Draft and finalize, with increased independence, complaints and other legal documents... read more
Company
Public Interest, FINRA.
Experience
Min 9 yrs required
Location
New York City, NY
Posted Date
May 24, 18
Info Source
Employer
Total Views
10
Principal Counsel - Main Enforcement The candidate performs a... settlement negotiations with the Enforcement Director and Chief Counsel... and draft AWCs or... other pre-complaint settlement papers or informal actions. Draft and finalize, with increased independence, complaints and other legal documents... read more
Company
Government, Office of the New York State A...
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
May 21, 18
Info Source
Employer
Total Views
111
Senior Enforcement Counsel The candidate will... lead investigations and trials. Must have 10+ years of experience in the investigation and litigation of securities fraud and regulation of securities, commodities, and other business activities and products. Excellent analytical, research, and writing... read more
Company
Government, New York Department of Environ...
Experience
Min 1 yrs required
Location
Corona, NY
Posted Date
May 17, 18
Info Source
Employer
Total Views
108
Total Applies
2
Assistant Counsel, 30087-02 Duties:The candidate will... Affairs, providing advice and counsel to organization’s management and... things, the interpretation and enforcement of the City’s Watershed... Rules and Regulations and other city, state and federal statutes, rules and regulations. Will undertake assignments,... read more
Company
Law Firm
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
May 25, 18
Info Source
Employer
Total Views
111
General during investigations and enforcement proceedings. Provide advice to... our clients on existing laws and regulations that govern mortgage lenders, mortgage brokers and financial institutions. Assist clients on implementing policies and procedures in compliance with various federal regulations and agency... read more
Company
Law Firm
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
May 25, 18
Info Source
Employer
Total Views
38
in regulatory, transactional and/or enforcement matters involving derivatives (futures... and swaps) and other financial products, as well as demonstrable experience with all aspects of the applicable laws (the Commodity Exchange Act, as amended by the Dodd-Frank Act) and rules (of... read more
Company
In-House, Radium2 Capital Inc.
Experience
Min 1 yrs required
Location
Uniondale, NY
Posted Date
May 25, 18
Info Source
Employer
Total Views
108
In House Counsel The candidate will be... Analyze assets/property subject to enforcement of the judgment by... levy, garnishment and other lawful judicial remedies. Conduct judgment debtor examinations; file proof of claims in bankruptcy cases. Manage projects and initiatives that help... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
May 25, 18
Info Source
Employer
Total Views
64
Counsel, Intellectual Property and Contracts... licensing, trademark clearance and enforcement, and right of publicity.... and draft agreements and counsel clients on complex commercial... transactions, marketing, digital operations, brand and content licensing, film and television licensing, merchandising, third-party distribution, and vendor... read more
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