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    E Discovery Counsel Jobs in Cedar Rapids

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    Job info
    Job title

    Operations Compliance Officer

    Company
    In-House, Transamerica
    Experience
    Min 10 yrs required
    Location
    Cedar Rapids, IA
    Posted Date
    Jun 29, 18
    Info Source
    Employer
    Total Views
    25
    compliance is achieved upon discovery of noncompliance. Prepare and... propose annual departmental budget requirements. Review and approve divisions responses to compliance reviews, market conduct examinations, SEC and/or FINRA audits and examinations, and internal reviews. Prepare reports for senior division and... read more
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