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Corporate Regulatory Attorney Jobs in Omaha

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Job info
Company
In-House, Immanuel
Experience
Min 1 yrs required
Location
Omaha, NE
Posted Date
Jun 20, 18
Info Source
Employer
Total Views
125
position including assisting the Corporate Compliance Officer in the... Will also assist the Corporate Compliance Officer in the... compliance efforts to the Corporate Compliance Officer. Assist Corporate... Compliance Officer with the... compliance reports to the Corporate Compliance Committee and Board... Corporate... read more
Company
In-House
Experience
3-5 yrs required
Location
Omaha, NE
Posted Date
Jun 15, 18
Info Source
Employer
Total Views
14
Regulatory Investigations Associate Counsel The... and to respond to regulatory inquiries. Work with senior... associated persons against potential regulatory actions. Facilitate and coordinate... potential issues raised in regulatory inquiries and advise TD... regulatory of broker dealer regulations, corporate law and experience handling...... read more
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