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Corporate Regulatory Attorney Jobs in New York

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Job info
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Feb 21, 18
Info Source
Employer
Total Views
9
Regulatory Affairs Advocacy Specialist The... assisting the Head of Regulatory affairs in proactively managing... responsibilities, and supporting the regulatory relations activities. Develop and... the Firm CIB Americas regulatory sourcing and evaluation efforts... all relevant legislative and regulatory changes are identified, monitored... regulatory... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Feb 22, 18
Info Source
Employer
Total Views
47
Regulatory and Compliance Counsel Reporting... candidate will oversee all regulatory and compliance initiatives, including... and concerns related to regulatory compliance and contract obligations... other documents to ensure regulatory compliance. Proactively make recommendations... on developing and assessing corporate compliance programs, training, adherence... regulatory... read more
Company
Recruiter
Experience
5-10 yrs required
Location
New York City, NY
Posted Date
Feb 07, 18
Info Source
Recruiter
Total Views
1
Regulatory Inquiries Compliance Officer The... Department to handle internal regulatory filings and perform administrative... credibility. Assist in other regulatory and/or compliance matters and... analyze and respond to regulatory inquiries and/or sweep examinations,... with Legal, Compliance, Operations, Regulatory Control, Trading, Business Management... regulatory... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
163
Corporate Compliance - Global Real... and challenging business and regulatory environment. strong working knowledge... the lead on all regulatory matters associated with the... various businesses within the alternatives platform of asset management and its Global Real Assets (”GRA”) business; GRA... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
278
- Assistant General Counsel, Corporate and Investment Bank, US... Act, 2011 Equity Definitions, clearing. Dodd-Frank, bankruptcy and collateral issues, bank regulatory issues (Reg K, Reg... W), stock borrow and lending, high net worth clients, and hedge funds is a plus.... read more
Company
In-House
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
29
papers on legislative and regulatory issues which may provide... and influence legislative and regulatory policy issues that could... (securities, banking and derivatives) regulatory policy. Attend and prepare... relevant hearings or open regulatory meetings. Monitor and inform... Trading Commission, Financial Industry Regulatory Authority, Federal Reserve Board...... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
10
in a compliance / regulatory role. Previous experience overseeing... a compliance program within a substantial RIA environment is essential. Should have experience with MNPI controls and procedures, and a clear philosophy on how to best manage concerns around MNPI. Must... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
19
advise on the full range of documentation relating to derivatives (including ISDA Master Agreements, futures documentation, clearing documentation and collateral documentation) and advise the front office on structuring foreign exchange and derivatives transactions and on regulatory requirements relating to derivatives....... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
18
Provide expert legal and regulatory advice in connection with... AM’s institutional separate account business. Working closely with Client Advisers, Portfolio Managers and Client Account Managers to negotiate investment management agreements, fund subscription agreements and other account-opening documents with pension plans,... read more
Company
In-House
Experience
Min 3 yrs required
Location
Brooklyn, NY
Posted Date
Feb 23, 18
Info Source
Employer
Total Views
30
- Office of the Corporate Secretary - AVP Duties:... and requests relating to corporate governance responsibilities, legal entity... legal entities from a corporate secretary and governance perspective,... of incumbency certificates; Performing corporate governance legal research and... of state and federal corporate laws, drafting memoranda, conducting... corporate... read more
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