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Corporate Regulatory Attorney Jobs in New York

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Job info
SPONSORED JOB
Company
BCG Attorney Search
Experience
2-8 yrs required
Location
New York City, NY
Posted Date
Jan 03,19
Info Source
Recruiter
Total Views
4
our client seeks associate attorney with 3-6 years of... financial services regulatory and compliance experience. The... SEC, FINRA and state regulatory examination and/or enforcement processes;... drafting written supervisory procedure manuals... read more
SPONSORED JOB
Company
CREDIT SUISSE GROUP AG
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Jan 16,19
Info Source
Total Views
40
Capital Optimization & regulatory Implementation (CORI) attorney Duties:... with respect to global regulatory developments impacting the firm’s... global business impact of regulatory and rule changes and... Promote awareness of applicable regulatory and accounting capital and...... read more
Company
In-House
Experience
7-9 yrs required
Location
New York City, NY
Posted Date
Jan 19, 19
Info Source
Employer
Total Views
11
Assistant General Counsel, Corporate & Securities The candidate... related to the company’s corporate and securities laws matters... insider trading. Advising on corporate governance, executive compensation and... managing and refining applicable corporate governance policies and procedures.... proposed securities law and corporate governance developments, market trends... corporate... read more
Company
In-House
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Jan 17, 19
Info Source
Employer
Total Views
5
Senior Corporate Counsel - Capital Compliance... Will support legal and regulatory matters arising in the... identify and resolve legal, regulatory, compliance and process challenges... mentorship for all legal, regulatory and compliance matters impacting... years of experience supporting regulatory and compliance in the...... read more
Company
In-House
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Jan 20, 19
Info Source
Employer
DGC to provide general corporate and regulatory counsel within... development and negotiation of corporate and other transactions, including... corporate spin-outs for commercialization of... regulatory Manage due diligence for corporate transactions, including for strategic... funds. Draft term sheets, corporate documents and definitive agreements,...... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
261
Regulatory and Compliance Counsel Reporting... candidate will oversee all regulatory and compliance initiatives, including... and concerns related to regulatory compliance and contract obligations... other documents to ensure regulatory compliance. Proactively make recommendations... on developing and assessing corporate compliance programs, training, adherence... regulatory... read more
Company
Academic, Northwell Health
Experience
Min 1 yrs required
Location
New Hyde Park, NY
Posted Date
Jan 08, 19
Info Source
Employer
Total Views
13
from proactive action by corporate and hospital personnel in... development and implementation of corporate compliance efforts. Assists with... Technologies. Provides advice on corporate governance, authority and organizational... in the preparation for corporate board and committee meetings,... limited to preparation for corporate resolutions. Prepares and revises... corporate... read more
Company
In-House
Experience
Min 1 yrs required
Location
Purchase, NY
Posted Date
Jan 16, 19
Info Source
Employer
Total Views
5
Senior Managing Counsel, Regulatory Affairs The candidate be... the Assistant General Counsel, Regulatory Affairs and the Assistant... for designing and implementing regulatory controls for multiple products... and execution to ensure regulatory compliance across multiple product... subject matter expert on regulatory requirements at the state... regulatory... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jan 03, 19
Info Source
Employer
Total Views
3
candidate will support Chief Regulatory Officer in all aspects... of the Investors Exchange regulatory program. Develop and prepare... other submissions to accomplish regulatory and business goals, including... approval or effectiveness. Provide regulatory guidance regarding compliance with... to formal and informal regulatory inquiries from the SEC... regulatory... read more
Company
In-House
Experience
4-10 yrs required
Location
New York City, NY
Posted Date
Jan 13, 19
Info Source
Employer
Total Views
14
Compliance Vice President/Director & Regulatory Counsel The candidate will... for advising on key regulatory issues associated with company's... for required disclosure updates, regulatory changes, etc. Propose and... relevant departments. Advise on regulatory considerations in connection with... new client accounts for regulatory compliance issues.... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
New York City, NY
Posted Date
Jan 18, 19
Info Source
Recruiter
Total Views
7
client seeks bank/investment management regulatory associate attorney with 4+... and industry knowledge. Bank regulatory experience with the Board... Insurance Corporation, and various state bank regulatory agencies is needed. Knowledge... related to regulatory matters with the SEC... and FINRA is essential.... read more
Company
Recruiter, BCG Attorney Search
Experience
1-6 yrs required
Location
New York City, NY
Posted Date
Jan 18, 19
Info Source
Recruiter
Total Views
18
Total Applies
2
investment management and broker-dealer regulatory associate attorney with 2-4... Investment Advisers Act of 1940, Securities Exchange Act of 1934 and related FINRA rules and industry knowledge. Must have skills and knowledge related to regulatory matters with the SEC... and FINRA.... read more
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