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Senior Counsel regulatory The candidate will assist on... hands-on work in regulatory and legislative matters. Will... draft comments for regulatory proceedings, analyze draft legislation,... proactive legal advice on regulatory matters, legislative strategies and...... read more
Bank regulatory Programs attorney The candidate will... advise on various bank regulatory programs and related laws... the following types of regulatory programs and laws and... risk management. Review bank regulatory programs and advise on regulatoryread more
client seeks financial services attorney with 5-6 years of... and/or futures commission merchant regulatory matters at a nationally... recognized law firm (including time at a relevant regulator). The candidate should... read more
Corporate Counsel - Litigation, Regulatory... and Retail
The candidate... will join the Regulatory and Retail Litigation Unit... a broad range of regulatory, litigation and pre-litigation matters... interpretation and application of regulatory requirements, reviewing and advising... industry-wide practices relating to regulatory requirements. Must be able... regulatory...
The candidate will... Prepare, advise and/or manage regulatory filings, licensing and reporting... operational initiatives to satisfy regulatory concerns and/or comply with... regulatory requirements. Provide thought leadership... on regulatory and industry developments, including... identification and assessment of regulatory risks and the ongoing... regulatory...
Associate Director, Corporate Counsel - Regulatory and... sales, commercial, medical affairs, regulatory, and compliance. The level... strategies. Advises on FDA regulatory submissions and label negotiations.... range of other healthcare regulatory matters including monitoring the... enforcement environment, client training, compliance monitoring...
Regulatory and Compliance Counsel
Reporting... candidate will oversee all regulatory and compliance initiatives, including... and concerns related to regulatory compliance and contract obligations... other documents to ensure regulatory compliance. Proactively make recommendations... on developing and assessing corporate compliance programs, training, adherence... regulatory...
FDA Compliance and Regulatory Counsel
The candidate will... duties including advising on regulatory and compliance matters, reviewing... support the commercial, clinical, corporate and R&D functions at... of experience in FDA regulatory and compliance matters and... and others aspects of regulatory strategy for product submissions.......
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Corporate Counsel - Retail and... Regulatory Litigation
The candidate will... of litigation, pre-litigation and regulatory matters relating to insurance... and annuity products. Will responsible for advising internal clients with respect to risks presented by managing and resolving those risks, and...
FinTech Regulatory Associate
The candidate must... years of financial services regulatory and compliance experience. Preferred... SEC, FINRA and state regulatory examination and/or enforcement processes;... drafting written supervisory procedure manuals and anti-money laundering procedures; and drafting Form ADV and related procedures...
Business & Regulatory - M&A Associate
Candidate... Advise clients on general corporate matters and corporate governance... issues. Manage transactions independently. Supervise, mentor, and inspire junior and mid-level associates. Representative clients include regulated utilities and utility affiliates, generation owners, retail energy...
The candidate will utilize... the extensive knowledge of SEC registration requirements, Form ADV requirements, advertising rules and custody rules while being the point person on general compliance questions pertaining to SEC registered private fund advisers. Working knowledge of...
General Counsel - CCB Regulatory, Operations, and Controls -... Vice President
The candidate will: Provide legal advice to CCB’s Executive Offices; Advise the business as to the risk of those customer complaints raised by state and federal regulators and handle...