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Corporate Regulatory Attorney Jobs in New York City

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SPONSORED JOB
Company
Royal Bank of Canada (RBC)
Experience
Location
Jersey City, NJ
Posted Date
Oct 11,18
Info Source
Total Views
17
Head regulatory Relations & Exams Job Location... effective compliance program for regulatory inquiries associated with RBC... and oversight of all regulatory inquiries administered across the... exams received by various regulatory agencies including, but not regulatory read more
Company
Law Firm
Experience
3-5 yrs required
Location
New York City, NY
Posted Date
Oct 04, 18
Info Source
Employer
Total Views
7
Staff Attorney - Corporate/Regulatory The candidate should have... 3-5 years of experience in healthcare regulatory matters and transactions. Strong... academic and professional credentials required. Must be licensed and in good standing.... read more
Company
In-House
Experience
Min 3 yrs required
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
7
Counsel, Corporate The candidate will provide... with respect to transactional, corporate governance, regulatory and securities... issues in connection with corporate transactions; Manage outside legal... expenses. Must have JD degree and admission to NY State Bar. Should have 3+ years of... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 16, 18
Info Source
Employer
Total Views
5
Corporate Counsel The candidate will... variety of matters, including corporate governance, legal entity management... Legal Director for Global Corporate Governance, Tax and Regulatory... legal entity compliance and corporate governance matters; assisting with... and external requests for corporate information, such as inquiries... corporate... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Oct 15, 18
Info Source
Employer
Total Views
181
Regulatory and Compliance Counsel Reporting... candidate will oversee all regulatory and compliance initiatives, including... and concerns related to regulatory compliance and contract obligations... other documents to ensure regulatory compliance. Proactively make recommendations... on developing and assessing corporate compliance programs, training, adherence... regulatory... read more
Company
In-House
Experience
4-7 yrs required
Location
New York City, NY
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
202
Junior Capital Markets Attorney The candidate will Lawyer... Markets, Research, Strategy and Corporate Equity Solutions businesses. Will... attorney units to implement new regulatory initiatives and respond to... regulatory inquiries coordinating with Operations... business enhancement needs and regulatory changes and identifying legal...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
66
information security, customer experience, regulatory and public policy, and... corporate communications teams to establish... and advise on legal, regulatory and policy developments relating... to data collection and use, tracking and analytics, a law firm and/or corporate legal department advising on...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Oct 18, 18
Info Source
Employer
Total Views
124
on investment-related matters and regulatory requirements. Assist other attorneys... and escalate legal and regulatory risks affecting WISD that... on pertinent legal and regulatory developments, including legal risks.... of proven and progressive corporate legal experience in a... law firm and/or corporate environment. Must have 5+... regulatory... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Oct 18, 18
Info Source
Employer
Total Views
1
including coverage of SEC regulatory and Bank regulatory issues... or comparable experience. Knowledge of investment management legal issues, including SEC or Bank regulatory investment advisory issues required.... Familiarity with wealth management business a plus. Excellent document drafting skills are required.... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
41
contracts. Provide legal and regulatory guidance on the Company’s... markets transactions. Oversee entire regulatory licensing process and ensure... appropriately. Collaborate on important corporate matters including regulatory filings,... operating agreements, equity... ownership plans and intercompany agreements. Working in partnership with the... read more
Company
In-House, Oscar Health Insurance
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Oct 12, 18
Info Source
Employer
Total Views
119
Regulatory Counsel The candidate will... Prepare, advise and/or manage regulatory filings, licensing and reporting... operational initiatives to satisfy regulatory concerns and/or comply with... regulatory requirements. Provide thought leadership... on regulatory and industry developments, including... identification and assessment of regulatory risks and the ongoing... regulatory... read more
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