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Corporate Regulatory Attorney Jobs in Nebraska

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Job info
Company
In-House
Experience
Min 3 yrs required
Location
La Vista, NE
Posted Date
Jul 09, 18
Info Source
Employer
Total Views
20
advice and counsel regarding regulatory and litigation issues, researching... General Counsel. Provide general corporate legal advice, process complex... legal matters and assist in managing legal business issues. Provide legal research, analysis and recommendations regarding firm and Registered Investment Advisors (RIA)... read more
Company
In-House, Immanuel
Experience
Min 1 yrs required
Location
Omaha, NE
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
149
position including assisting the Corporate Compliance Officer in the... Will also assist the Corporate Compliance Officer in the... compliance efforts to the Corporate Compliance Officer. Assist Corporate... Compliance Officer with the... compliance reports to the Corporate Compliance Committee and Board... Corporate... read more
Company
In-House
Experience
3-5 yrs required
Location
Omaha, NE
Posted Date
Jun 26, 18
Info Source
Employer
Total Views
22
Regulatory Investigations Associate Counsel The... and to respond to regulatory inquiries. Work with senior... associated persons against potential regulatory actions. Facilitate and coordinate... potential issues raised in regulatory inquiries and advise TD... regulatory of broker dealer regulations, corporate law and experience handling...... read more
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