and to advise on regulatory risks and requirements. Provides... Rule 206(4)-7, and related regulatory requirements. Supports various aspects... with minimal supervision. Conducts regulatory compliance environmental scans of... regulatory examinations, investigations, rule changes... regulatory Assists with regulatory examinations, corporate audits, and Internal audits.......
Corporate Counsel - Regulatory
The... candidate will focus efforts in supporting firm's marketing, lending and other businesses and are expected to have (or to develop) an in-depth understanding of US and international marketing laws and consumer and commercial finance laws...
Corporate Counsel, Americas
Corporate... â€“ Management
The... Corporate Counsel Americas is an... and RIsk Officer, the Corporate Counsel Americas will be... the Companyâ€™s compliance and corporate governance needs in the...
â€¢Development, draft and update corporate policies, procedures and programs... corporate...
bankruptcy. Advise on various regulatory matters such as Regulation... procedures. Support Northern Trustâ€™s corporate resolution planning and other... broad regulatory efforts. Provide legal support... for other corporate initiatives as requested and... support other Banking Practice Group team members, including potentially...
ABOUT... focus on contract negotiation, corporate governance, employment law, and... and responsibilities).
Prepare regulatory compliance reports to management... regulatory IL
Experience in corporate matters including securities compliance,......
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Job Category: Corporate
Providing counsel on corporate governance
Assisting with... governmental, accounting, and/or financial regulatory sectors
Advising on... Although we seek an attorney with these specializations, we... governmental experience in accounting/financial regulatory sectors
- Senior Foreign Exchange Attorney
The candidate reports to... on commercial, legal and regulatory matters. Develops strong working... controversial or conflicting. Provides regulatory, structuring, documentation and transactional... support related to foreign exchange and currency products offered to U.S. and non-U.S....
Senior Corporate Counsel, Privacy and Regulatory... reputable law firm and/or corporate legal department. Extensive hands-on... experience with US and EU privacy and data security laws, specifically GDPR, e-Privacy, cross-border data transfer frameworks, and applicable US data privacy laws are needed....
various contracts and agreements, corporate policies, and standard operating... the General Counsel with regulatory compliance issues. Review and... executed agreements and other corporate documents. Additional duties as... administrative support in general corporate and commercial matters that... development, negotiations, employment, and regulatory matters....
including coverage of SEC regulatory and Bank regulatory issues... or comparable experience. Knowledge of investment management legal issues, including SEC or Bank regulatory investment advisory issues required.... Familiarity with wealth management business a plus. Excellent document drafting skills are required....