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Corporate Regulatory Attorney Jobs in Downey

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Job info
Company
In-House
Experience
Min 15 yrs required
Location
Los Angeles, CA
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
12
the company’s business operations, regulatory compliance, employment and securities... Legal professionals on all regulatory, litigation and transactional matters.... Conduct (Compliance) department on regulatory & compliance strategy AML... benefits matters. Identify business, regulatory and legal risks and... and provide advice on regulatory matters to the Co-Presidents....... read more
Company
In-House
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
5
of legal issues and regulatory inquiries of Group Retirement’s... and status updates of regulatory matters for executive management.... Participate in regulatory examinations and prepare responses... determine if any required regulatory filings are necessary (including... U4/U5 disclosures and 4530 event filings)... read more
Company
In-House, Manufacturers Bank
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jan 15, 19
Info Source
Employer
Total Views
12
other matters/ transactions having regulatory compliance implications. Assists the... issues and terminations. Provide corporate legal advice and preparing... regulatory and corporate filings. Keeps... management, Compliance... and, when appropriate, obtaining regulatory approval for opening, closing... or relocating branch offices. Provides training... read more
Company
Law Firm
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Jan 09, 19
Info Source
Employer
Total Views
70
Total Applies
4
Corporate Associate / Investment Management... relevant experience in the corporate group or investment management... Act, the Securities Act and other regulatory requirements, is preferred. Outstanding... academic credentials, large law firm experience, and excellent written and verbal communication skills are required.... read more
Company
Recruiter, BCG Attorney Search
Experience
5-9 yrs required
Location
Los Angeles, CA
Posted Date
Jan 15, 19
Info Source
Employer
Total Views
308
Total Applies
4
Los Angeles Mergers & Acquisitions attorney needed to Practice as... as the firm’s leading corporate finance, regulatory, and controversy... practices. The firm’s M&A clients include: Public and private companies, ranging from Fortune 100 and multinational corporations to emerging companies Private equity and other financial... read more
Company
In-House, J-M Manufacturing Company, Inc...
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Jan 12, 19
Info Source
Employer
Total Views
500+
Total Applies
31
Associate Corporate Counsel The candidate will... a member of the corporate legal department, and collaborate... management group in ensuring regulatory safety compliance. Review, negotiate,... relationship manager for the corporate legal department among the... direction of the senior corporate attorneys. Exercise discretion and...... read more
Company
Law Firm
Experience
3-18 yrs required
Location
Los Angeles, CA
Posted Date
Jan 10, 19
Info Source
Employer
Total Views
75
Attorney The candidate should have... real property matters for corporate clients and public entities.... risk management, claims avoidance, regulatory compliance and general business... advice. Attorneys with a practice in compatible or even different practice areas (e.g., employment, IP, estate planning,... read more
Company
Recruiter, BCG Attorney Search
Experience
2-10 yrs required
Location
Los Angeles, CA
Posted Date
Jan 16, 19
Info Source
Recruiter
Total Views
19
our client seeks mid-level corporate associate attorney ideally with... relevant experience in the corporate group or investment management... Securities Act and other regulatory requirements, is preferred. Outstanding... academic credentials, large law firm experience, and excellent written and verbal communication skills... read more
Company
Recruiter, BCG Attorney Search
Experience
3-5 yrs required
Location
Los Angeles, CA
Posted Date
Jan 15, 19
Info Source
Employer
Total Views
500+
Total Applies
7
including shareholder derivative lawsuits alleging breaches of fiduciary duties, and formal and informal investigations before the Securities and Exchange Commission and other regulatory agencies.  The firm is... one of the strongest securities litigation and government investigations practices in the country..... read more
Company
Recruiter
Experience
Location
Los Angeles, CA
Posted Date
Dec 05, 18
Info Source
Recruiter
Total Views
6
Corporate Associate / Investment Management... relevant experience in the corporate group or investment management... as ongoing investment firm operations matters and compliance with the Investment Company Act, the Investment Advisers Act, the Securities Act and other regulatory requirements, is preferred.... read more
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