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Corporate Compliance Attorney Jobs in New York

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Job info
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
May 17, 18
Info Source
Employer
Total Views
29
Manager, Corporate Compliance – Finance The... reporting, balance sheet management, corporate development, tax filing and... oversight of a robust Compliance Management Program (“CMP”) supporting... operating effectively for the corporate areas that the group... identify, assess and mitigate compliance risk. Developing and administering... Compliance... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
May 16, 18
Info Source
Employer
Total Views
90
Regulatory and Compliance Counsel Reporting to the... oversee all regulatory and compliance initiatives, including employee education.... Serve as the Company’s Compliance Officer and assist with... concerns related to regulatory compliance and contract obligations for... compliance. on developing and assessing corporate compliance programs, training, adherence...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
May 18, 18
Info Source
Employer
Total Views
55
Chief Compliance Officer and Associate General... managing all aspects of compliance program, including: annual 206(4)-7... compliance review. Maintaining compliance manual... private sides. Providing ongoing compliance and regulatory advice to... business personnel. Representing Compliance in client and prospect... fund constitutional documents. Coordinating compliance program within the framework... Compliance... read more
Company
In-House
Experience
Min 15 yrs required
Location
New York City, NY
Posted Date
May 15, 18
Info Source
Employer
Total Views
34
Chief Compliance Officer The candidate will... operation of the company's compliance program globally. Will partner... identify potential areas of compliance vulnerability for each business... procedures for avoidance of compliance risk and action plans... and optimize an effective compliance communication strategy for the... compliance... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
May 19, 18
Info Source
Employer
Total Views
14
Equity And Prime Brokerage Compliance Officer The candidate will... participate in Compliance and Operational Risk coverage... Framework. Draft and review compliance policies and procedures. Develop... and deliver compliance training. Must have a... years of experience in Compliance or Regulatory Role or...... read more
Company
Government, New York City Office of the Co...
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Apr 27, 18
Info Source
Employer
Total Views
28
Compliance Analyst The candidate will... protocols and monitor regulatory compliance, both within the Comptroller’s... directly to the Chief Compliance Officer and working with... the compliance staff, the Compliance Analyst’s... responsibilities include: Working with compliance team to resolve all... investment guidelines; Assisting the Compliance team in developing and... compliance... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
May 18, 18
Info Source
Employer
Total Views
48
Compliance Officer The candidate should... adaptation of the Firm’s compliance program for consumer banking... for monitoring effectiveness of compliance; Deploy technology to facilitate... monitoring and reporting of compliance risk; Provide training on... applicable compliance requirements; Coordinate activities of... BSA/AML, etc.); Present on compliance program to senior management,...... read more
Company
Recruiter
Experience
5-7 yrs required
Location
New York City, NY
Posted Date
Apr 25, 18
Info Source
Recruiter
Total Views
13
FDA Compliance and Regulatory Counsel The... advising on regulatory and compliance matters, reviewing and negotiating... support the commercial, clinical, corporate and R&D functions at... and manufacturing; Governmental Pricing Compliance; FDA/ICH guidances; PhRMA Code;... in FDA regulatory and compliance matters and health care...... read more
Company
In-House, Long Island Power Authority
Experience
Min 5 yrs required
Location
Uniondale, NY
Posted Date
May 18, 18
Info Source
Employer
Total Views
114
Total Applies
2
Counsel – Commercial and Compliance The candidate will under... and state regulatory and compliance matters, including: Providing legal... Attorney Veteran’s Owned Business (“SDVOB”) compliance issues. Participating in the... UDSA’s legal and regulatory compliance program including obligations pursuant... presentations and reports regarding compliance matters for firm's senior...... read more
Company
In-House
Experience
2-4 yrs required
Location
New York City, NY
Posted Date
May 19, 18
Info Source
Employer
Total Views
14
Compliance & Operational Risk Officer... The candidate will be responsible for coordinating with IT and business personnel to develop requirements and specifications for the successful implementation of the Consolidated Audit Trail ("CAT") reporting system. Review CAT system design and functionality... read more
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