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Corporate Compliance Attorney Jobs in New York

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Job info
Company
In-House
Experience
Min 15 yrs required
Location
New York City, NY
Posted Date
Feb 14, 18
Info Source
Employer
Total Views
45
Corporate Compliance Manager The candidate... will use specific regulatory and compliance knowledge to assist the... business sectors and lines of business in adopting appropriate compliance standards. Will be responsible... for managing a number of compliance specialists.... read more
Company
In-House
Experience
Min 7 yrs required
Location
New York City, NY
Posted Date
Feb 15, 18
Info Source
Employer
Total Views
10
General Counsel and Chief Compliance Officer, Investment Management The... of all AIM related compliance requirements. Will also serve... specific to the AIM compliance program. Requires a Bachelor’s... work experience in a compliance / regulatory role. Previous... experience overseeing a compliance program within a substantial...... read more
Company
Recruiter
Experience
Location
New York City, NY
Posted Date
Feb 07, 18
Info Source
Recruiter
Total Views
1
Securities Regulation/Compliance Attorney The candidate should have... excellent academic credentials.... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Feb 14, 18
Info Source
Employer
Total Views
150
Corporate Compliance - Global Real... Assets - Alternatives Compliance - Vice President The... 10+ years of fund compliance/legal experience (with a focus... law firm or in-house compliance or legal department; Knowledge... senior management, Legal and Compliance personnel and the primary... compliance... read more
Company
In-House
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Feb 12, 18
Info Source
Employer
Total Views
58
Compliance Manager - US Markets... Duties: Responsible for compliance aspects of the US... Securities Lending) within the Compliance Division and serves as... Markets. Document and implement compliance programs and policies related... compliance FX, Securities Lending and Corporate Treasury. Responsible for following...... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Feb 11, 18
Info Source
Employer
Total Views
47
Regulatory and Compliance Counsel Reporting to the... oversee all regulatory and compliance initiatives, including employee education.... Serve as the Company’s Compliance Officer and assist with... concerns related to regulatory compliance and contract obligations for... compliance. on developing and assessing corporate compliance programs, training, adherence...... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
43
Lead Compliance Officer Duties: Responsible for... designing, coordinating and leading compliance initiatives and across the... for: Managing the company's Compliance testing and monitoring program;... programs; Overseeing the company’s Compliance policy framework; and Supporting... the global program for Compliance monitoring; documenting program standards;... Compliance... read more
Company
In-House
Experience
2-3 yrs required
Location
New York City, NY
Posted Date
Feb 16, 18
Info Source
Employer
Total Views
1
Compliance Analyst Report to the... Chief Compliance Officer - Central Compliance.... While the primary responsibility... will also incorporate collaborative compliance projects within the overall... global compliance effort of the firm.... the business units on compliance issues relating to the... Compliance Manual, Code of Ethics,... compliance... read more
Company
Law Firm
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Feb 15, 18
Info Source
Employer
Total Views
5
Compliance Attorney The candidate will... address and evaluate potential compliance-related issues as well as... the Director, Ethics and Compliance. Evaluate potential conflicts of... compliance Finance, Restructuring (Bankruptcy) or Corporate experience in a major... within BFR (Bankruptcy) or Corporate experience in a major...... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Feb 14, 18
Info Source
Employer
Total Views
7
Investment Management Private Side Compliance, Executive Director The candidate... will act as Chief Compliance Officer of the SEC... the US Private Side Compliance team and to facilitate... the Private Side Compliance program globally. The role... of Investment Management Alternatives Compliance. Duties include: Advising and... compliance... read more
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