compliance Vice President/Director & Regulatory... also work closely with compliance and Legal colleagues. Act... requirements. Review and comment on investment management agreements for new client accounts for regulatory compliance issues.... read more
Attorney a law firm and/or corporate legal department. Must have... knowledge in: IRS/DOL compliance relating to health and... is preferred. Experience in corporate governance, internal controls and... compliance matters, including corporate formation... and formalities, human... internal departments on regulatory compliance, employment, contracts, sales/business development,......
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the General Counsel, Chief Compliance Officer and works directly... matters include oversight of compliance with the fund documents... to address new laws, compliance with U.S. and foreign... with investors, side letter compliance oversight, legal oversight of... firm activities to ensure compliance with existing fund investment... compliance...
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our client seeks mid-level corporate associate attorney ideally with... relevant experience in the corporate group or investment management... firm operations matters and compliance with the Investment Company... Act, the Investment Advisers Act, the Securities Act and other regulatory requirements, is...
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company’s business operations, regulatory compliance, employment and securities law.... matters. Oversee Business Conduct (Compliance) department on regulatory &... compliance strategy AML and FINRA... company to operate in compliance with state and federal... laws, rules and regulations. Oversee internal investigations and...
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Associate Corporate Counsel
The candidate will... a member of the corporate legal department, and collaborate... in ensuring regulatory safety compliance. Review, negotiate, draft and... relationship manager for the corporate legal department among the... direction of the senior corporate attorneys. Exercise discretion and......
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Testimonial of the Week
Out of all the other job boards I have used, LawCrossing was definitely the most impressive. I have received many job interviews from jobs I applied to on your site.
Review and understand all corporate documents, interpret, draft/revise league... language as needed. Ensure compliance with applicable international, federal,... and general business practice compliance. Oversee intellectual property management... for firm, its teams, facilities and all other related entities. Provide analysis and...
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Corporate Associate / Investment Management... relevant experience in the corporate group or investment management... firm operations matters and compliance with the Investment Company... Act, the Investment Advisers Act, the Securities Act and other regulatory requirements, is preferred. Outstanding academic credentials,...
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Assistant Compliance Attorney
The candidate will... supervise the activity of compliance personnel within the marketing... effective systems to support compliance personnel within the operating... Departments to help ensure compliance with regulatory requirements and... manage legal exposure. Support product development area...
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matters/ transactions having regulatory compliance implications. Assists the BSA... regarding SAR filings and compliance with the Bank Secrecy... issues and terminations. Provide corporate legal advice and preparing... regulatory and corporate filings. Keeps management, Compliance... Officer, and other appropriate... law and legal and compliance issues. Provide pre-litigation advice......
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in the oversight of corporate legal matters. Negotiate terms... commercial agreements. Ensure continued compliance with contractual obligations with... the firm’s key service providers. Manage contracts including renewal versus termination decisions. Oversee firm activities to ensure compliance with existing investment agreements.......
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