Corporate Compliance Attorney Jobs in Los Angeles

Attorney a law firm and/or corporate legal department. Must have... knowledge in: IRS/DOL compliance relating to health and... is preferred. Experience in corporate governance, internal controls and... compliance matters, including corporate formation... and formalities, human... internal departments on regulatory compliance, employment, contracts, sales/business development,...... read more

the General Counsel, Chief Compliance Officer and works directly... matters include oversight of compliance with the fund documents... to address new laws, compliance with U.S. and foreign... with investors, side letter compliance oversight, legal oversight of... firm activities to ensure compliance with existing fund investment... compliance... read more

our client seeks mid-level corporate associate attorney ideally with... relevant experience in the corporate group or investment management... firm operations matters and compliance with the Investment Company... Act, the Investment Advisers Act, the Securities Act and other regulatory requirements, is... read more

company’s business operations, regulatory compliance, employment and securities law.... matters. Oversee Business Conduct (Compliance) department on regulatory &... compliance strategy AML and FINRA... company to operate in compliance with state and federal... laws, rules and regulations. Oversee internal investigations and... read more

Associate Corporate Counsel The candidate will... a member of the corporate legal department, and collaborate... in ensuring regulatory safety compliance. Review, negotiate, draft and... relationship manager for the corporate legal department among the... direction of the senior corporate attorneys. Exercise discretion and...... read more

Review and understand all corporate documents, interpret, draft/revise league... language as needed. Ensure compliance with applicable international, federal,... and general business practice compliance. Oversee intellectual property management... for firm, its teams, facilities and all other related entities. Provide analysis and... read more

Corporate Associate / Investment Management... relevant experience in the corporate group or investment management... firm operations matters and compliance with the Investment Company... Act, the Investment Advisers Act, the Securities Act and other regulatory requirements, is preferred. Outstanding academic credentials,... read more

Assistant Compliance Attorney The candidate will... supervise the activity of compliance personnel within the marketing... effective systems to support compliance personnel within the operating... Departments to help ensure compliance with regulatory requirements and... manage legal exposure. Support product development area... read more

matters/ transactions having regulatory compliance implications. Assists the BSA... regarding SAR filings and compliance with the Bank Secrecy... issues and terminations. Provide corporate legal advice and preparing... regulatory and corporate filings. Keeps management, Compliance... Officer, and other appropriate... law and legal and compliance issues. Provide pre-litigation advice...... read more

in the oversight of corporate legal matters. Negotiate terms... commercial agreements. Ensure continued compliance with contractual obligations with... the firm’s key service providers. Manage contracts including renewal versus termination decisions. Oversee firm activities to ensure compliance with existing investment agreements....... read more