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Corporate Compliance Attorney Jobs in Los Angeles

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SPONSORED JOB
Company
GUGGENHEIM PARTNERS, LLC
Experience
4-10 yrs required
Location
Santa Monica, CA
Posted Date
Feb 02,19
Info Source
Total Views
30
compliance Vice President/Director & Regulatory... also work closely with compliance and Legal colleagues. Act... requirements. Review and comment on investment management agreements for new client accounts for regulatory compliance issues.... read more
Company
In-House
Experience
Min 4 yrs required
Location
Los Angeles, CA
Posted Date
Feb 15, 19
Info Source
Employer
Total Views
58
Attorney a law firm and/or corporate legal department. Must have... knowledge in: IRS/DOL compliance relating to health and... is preferred. Experience in corporate governance, internal controls and... compliance matters, including corporate formation... and formalities, human... internal departments on regulatory compliance, employment, contracts, sales/business development,...... read more
Company
In-House
Experience
8-15 yrs required
Location
Los Angeles, CA
Posted Date
Feb 07, 19
Info Source
Employer
Total Views
95
the General Counsel, Chief Compliance Officer and works directly... matters include oversight of compliance with the fund documents... to address new laws, compliance with U.S. and foreign... with investors, side letter compliance oversight, legal oversight of... firm activities to ensure compliance with existing fund investment... compliance... read more
Company
Recruiter, BCG Attorney Search
Experience
2-10 yrs required
Location
Los Angeles, CA
Posted Date
Feb 11, 19
Info Source
Recruiter
Total Views
25
our client seeks mid-level corporate associate attorney ideally with... relevant experience in the corporate group or investment management... firm operations matters and compliance with the Investment Company... Act, the Investment Advisers Act, the Securities Act and other regulatory requirements, is... read more
Company
In-House
Experience
Min 15 yrs required
Location
Los Angeles, CA
Posted Date
Feb 08, 19
Info Source
Employer
Total Views
33
company’s business operations, regulatory compliance, employment and securities law.... matters. Oversee Business Conduct (Compliance) department on regulatory &... compliance strategy AML and FINRA... company to operate in compliance with state and federal... laws, rules and regulations. Oversee internal investigations and... read more
Company
In-House, J-M Manufacturing Company, Inc...
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Feb 10, 19
Info Source
Employer
Total Views
500+
Total Applies
31
Associate Corporate Counsel The candidate will... a member of the corporate legal department, and collaborate... in ensuring regulatory safety compliance. Review, negotiate, draft and... relationship manager for the corporate legal department among the... direction of the senior corporate attorneys. Exercise discretion and...... read more
Company
In-House, AEG
Experience
7-10 yrs required
Location
Los Angeles, CA
Posted Date
Feb 12, 19
Info Source
Employer
Total Views
92
Review and understand all corporate documents, interpret, draft/revise league... language as needed. Ensure compliance with applicable international, federal,... and general business practice compliance. Oversee intellectual property management... for firm, its teams, facilities and all other related entities. Provide analysis and... read more
Company
Law Firm, Allen Matkins Leck Gamble Mall...
Experience
Min 1 yrs required
Location
Los Angeles, CA
Posted Date
Feb 13, 19
Info Source
Employer
Total Views
99
Total Applies
6
Corporate Associate / Investment Management... relevant experience in the corporate group or investment management... firm operations matters and compliance with the Investment Company... Act, the Investment Advisers Act, the Securities Act and other regulatory requirements, is preferred. Outstanding academic credentials,... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Feb 14, 19
Info Source
Recruiter
Total Views
3
Assistant Compliance Attorney The candidate will... supervise the activity of compliance personnel within the marketing... effective systems to support compliance personnel within the operating... Departments to help ensure compliance with regulatory requirements and... manage legal exposure. Support product development area... read more
Company
In-House, Manufacturers Bank
Experience
Min 5 yrs required
Location
Los Angeles, CA
Posted Date
Feb 11, 19
Info Source
Employer
Total Views
37
matters/ transactions having regulatory compliance implications. Assists the BSA... regarding SAR filings and compliance with the Bank Secrecy... issues and terminations. Provide corporate legal advice and preparing... regulatory and corporate filings. Keeps management, Compliance... Officer, and other appropriate... law and legal and compliance issues. Provide pre-litigation advice...... read more
Company
In-House
Experience
8-15 yrs required
Location
Los Angeles, CA
Posted Date
Feb 07, 19
Info Source
Employer
Total Views
36
in the oversight of corporate legal matters. Negotiate terms... commercial agreements. Ensure continued compliance with contractual obligations with... the firm’s key service providers. Manage contracts including renewal versus termination decisions. Oversee firm activities to ensure compliance with existing investment agreements....... read more
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