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Corporate Compliance Attorney Jobs in Gastonia

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Job info
Company
In-House
Experience
Min 4 yrs required
Location
Gastonia, NC
Posted Date
Jan 20, 19
Info Source
Employer
Total Views
4
Compliance Consultant 4 The candidate... regulatory control team providing compliance expertise, strategic direction and... successful candidate will recommend compliance-related best practices and implement... key elements of the compliance program, including compliance risk... compliance of laws, regulations and corporate policies and controls to...... read more
Company
In-House, Wells Fargo
Experience
Min 3 yrs required
Location
Gastonia, NC
Posted Date
Jan 20, 19
Info Source
Employer
Total Views
8
income tax accounting and/or compliance, and assists in directing... corporate policy with respect to... pose. Work with Tax Compliance Reporting Manager to maintain... inventory. Partner with Tax Compliance Reporting Manager to facilitate... or coordinate information/data for control metrics. Support gap... read more
Company
In-House
Experience
Min 5 yrs required
Location
Gastonia, NC
Posted Date
Jan 20, 19
Info Source
Employer
managers and risk and compliance management across the company... to identify, formulate and implement risk policies, procedures and controls for the respective business/corporate functions. Manages the development and governance of procedures, publicly available information. Ensures compliance with regulatory requirements and...... read more
Company
In-House
Experience
Min 6 yrs required
Location
Charlotte, NC
Posted Date
Jan 17, 19
Info Source
Employer
Total Views
27
Total Applies
1
dealings, compliance matters and corporate needs, including power sales... general contractual and regulatory compliance, litigation management and dispute... resolution, project development, corporate governance and organizational matters,... have 6+ years of corporate transactional experience with a... strong preference for candidates with... read more
Company
Law Firm, Womble Bond Dickinson LLP
Experience
3-7 yrs required
Location
Charlotte, NC
Posted Date
Jan 19, 19
Info Source
Employer
Total Views
13
Corporate & Securities Transactional Associate... and 3-7 years of corporate and securities experience in... 8-K, 10-K and 10-Q, Section 16 reporting and Rule 144 compliance. Experience handling merger &... acquisition transactions, corporate governance matters and exchange... listing matters is preferred.... read more
Company
In-House
Experience
5-7 yrs required
Location
Greenville, NC
Posted Date
Jan 23, 19
Info Source
Employer
Total Views
10
and counsel on legal, compliance and business transactions, including... to the Company, in compliance with laws and regulations... to the company, in compliance with laws and regulations... new legislation to ensure compliance with laws and regulations.... compliance in a law firm, corporate law department or equivalent....... read more
Company
In-House
Experience
Min 8 yrs required
Location
Charlotte, NC
Posted Date
Jan 20, 19
Info Source
Employer
Total Views
9
other non-qualified benefit plans; compliance with SEC, NYSE and... statement compensation disclosures; and compliance with international compensation governance... experience as a practicing attorney; or 6+ years of... experience as a practicing attorney and 2+ years of... the following areas: risk, compliance, contracts, government/regulatory, financial services,...... read more
Company
In-House, Barings
Experience
Min 10 yrs required
Location
Charlotte, NC
Posted Date
Jan 23, 19
Info Source
Employer
Total Views
91
Mutual Fund Chief Compliance Officer The candidate will... on-going administration of the compliance programs for all **MEMBERS ONLY**SIGN UP NOW***.... aspects of the Funds’ compliance program, including maintaining written... compliance policies and procedures for... the Funds to ensure compliance with Rule 38a-1 under... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Jan 20, 19
Info Source
Employer
Total Views
11
business. Will advise WFS Compliance and business line partners... or initiatives to develop compliance and supervisory policies, procedures... practices to ensure regulatory compliance with significant new securities... and regulations; support WFS Compliance personnel in responding to... service initiatives to ensure compliance with rules and regulations...... read more
Company
In-House, Electric Power Research Instit...
Experience
1-5 yrs required
Location
Charlotte, NC
Posted Date
Jan 18, 19
Info Source
Employer
Total Views
22
Corporate Counsel Duties: Provides legal... the Director Legal & Compliance and with the guidance... international work) and evaluates compliance with applicable law and... and support on trade compliance matters as assigned, in... compliance. on teams or internal corporate activities beyond specific legal...... read more
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