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Corporate Compliance Attorney Jobs in Gastonia

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SPONSORED JOB
Company
Wells Fargo
Experience
Min 10 yrs required
Location
Gastonia, NC
Posted Date
Aug 11,18
Info Source
Total Views
18
compliance Consultant 5 (Conflict-Conduct) The candidate... agency guidance to drive compliance risk management processes as... practice sessions and drive compliance policy adherence. Activities... assessment, development of major compliance requirements, identification of expected compliance read more
Company
In-House, Wells Fargo
Experience
Min 5 yrs required
Location
Gastonia, NC
Posted Date
Aug 12, 18
Info Source
Employer
Total Views
11
The candidate will advise Compliance and business line partners... or initiatives to develop compliance and supervisory policies, procedures... practices to ensure regulatory compliance with significant new securities... and regulations. Will support Compliance personnel in responding to... service initiatives to ensure compliance with rules and regulations...... read more
Company
In-House, Wells Fargo
Experience
Min 6 yrs required
Location
Gastonia, NC
Posted Date
Aug 12, 18
Info Source
Employer
Total Views
12
experience as a practicing attorney; or 6+ years of... experience as a practicing attorney and 2+ years of... the following areas: risk, compliance, contracts, government/regulatory, financial services,... interest, Complaints management, Regulatory compliance and consumer protection, UDAAP... and sales practices, Employment... read more
Company
In-House
Experience
Min 5 yrs required
Location
Charlotte, NC
Posted Date
Aug 12, 18
Info Source
Employer
Total Views
12
The candidate will advise Compliance and business line partners... or initiatives to develop compliance and supervisory policies, procedures... practices to ensure regulatory compliance with significant new securities... and regulations. Will support Compliance personnel in responding to... service initiatives to ensure compliance with rules and regulations...... read more
Company
In-House
Experience
Min 3 yrs required
Location
Charlotte, NC
Posted Date
Aug 11, 18
Info Source
Employer
Total Views
2
Legal and Commercial Corporate Matters Counsel The candidate... meetings. Assist with Irish corporate law filings and NYSE... compliance within the areas of corporate law, securities and finance;... to SEC compliance and corporate secretarial matters. Provide support... for other corporate transactions, as needed. Help...... read more
Company
In-House
Experience
Min 2 yrs required
Location
Charlotte, NC
Posted Date
Aug 13, 18
Info Source
Employer
Total Views
1
the following areas: risk, compliance, contracts, government/regulatory, financial services,... or technology, including 5+ years of representing firms in capital markets and investment banking activities. Should have active State Bar membership. Excellent verbal, written, and interpersonal communication skills is preferred. Experience... read more
Company
Recruiter
Experience
5-7 yrs required
Location
Charlotte, NC
Posted Date
Jun 20, 18
Info Source
Recruiter
Total Views
2
Senior Corporate / Securities Associate The... mergers and acquisitions, securities compliance, private fundraising, private equity... the representation of both buyers and sellers in large-scale corporate transactions. Relocation candidates are... welcomed (though locals are preferred), and the firm will offer assistance.... read more
Company
In-House
Experience
5-10 yrs required
Location
Charlotte, NC
Posted Date
Aug 03, 18
Info Source
Employer
Total Views
17
Corporate Counsel The candidate will... with a variety of corporate matters including organizational documents,... structure, and management of corporate entities. Assist with management... risk assessment and on compliance-related processes and procedures to... support the company’s compliance environment and ever-present focus... compliance,... read more
Company
In-House, Wells Fargo
Experience
Min 6 yrs required
Location
Charlotte, NC
Posted Date
Aug 12, 18
Info Source
Employer
Total Views
20
experience as a practicing attorney; or 6+ years of... experience as a practicing attorney and 2+ years of... the following areas: risk, compliance, contracts, government/regulatory, financial services,... interest, Complaints management, Regulatory compliance and consumer protection, UDAAP... and sales practices, Employment... read more
Company
Recruiter
Experience
5-10 yrs required
Location
Charlotte, NC
Posted Date
Mar 14, 18
Info Source
Recruiter
Total Views
9
Corporate Counsel The candidate must... including contracts, IP, marketing, compliance, employment, privacy, M&A and... other transactional work. Prior in-house experience preferred, as well as financial services industry experience. Ideal candidates will be business savvy, have integrity, intellectual curiosity and a... read more
Company
Recruiter
Experience
7-10 yrs required
Location
Charlotte, NC
Posted Date
Apr 12, 18
Info Source
Recruiter
Total Views
5
Senior Private Equity Attorney The candidate must have... have 7-10 years of experience in fund formation for private investment funds and regulatory compliance for private fund managers.... A license to practice law in at least one US jurisdiction is needed.... read more
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