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Compliance Officer Jobs in Manhattan

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Job info
Company
In-House
Experience
15-20 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Employer
Total Views
25
Chief Ethics and Compliance Officer - Health care... Commercial, Medicaid and Medicare Compliance Programs and along with... a compliance team of experts, will... oversee all compliance activities related to the... of Health and federal Compliance at a large managed... planning activities to ensure compliance with all applicable federal,... compliance... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 04, 18
Info Source
Employer
Total Views
24
Compliance Officer The candidate will... continuous improvement of the Compliance and Ethics program. Reporting... Board of Directors, the Compliance Officer is responsible for... of Conduct, anti-corruption policies, compliance initiatives and training. Support... and implementation of the Compliance and Ethics program. Update... compliance... read more
Company
In-House
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Jul 07, 18
Info Source
Employer
Total Views
132
Compliance Officer - ICG Swap... real-time basis to manage compliance risk in a sales... personnel on regulatory and compliance issues and provide credible... controls and monitoring; Perform compliance and control reviews; Monitor... non-compliance issues and promote a culture of compliance.... read more
Company
Government, New York City Department of Tr...
Experience
Min 9 yrs required
Location
New York City, NY
Posted Date
Jun 27, 18
Info Source
Employer
Total Views
53
Grant Compliance Officer / Project Manager... and Agency Services for compliance tasks and will coordinate... and regulations, and ensure compliance with them in order... position. Duties include: confirming compliance with eligibility requirements for... project plans and ensuring compliance with agency, state and...... read more
Company
Recruiter
Experience
Min 4 yrs required
Location
New York City, NY
Posted Date
Mar 01, 18
Info Source
Recruiter
Total Views
9
Securities Compliance Officer / White Collar... provide day to day advice to the firm’s investments professionals to ensure compliance with applicable law and... regulations. Should have 4+ years of current relevant experience with a big firm or top tier boutique.... read more
Company
Recruiter
Experience
Min 2 yrs required
Location
New York City, NY
Posted Date
Feb 12, 18
Info Source
Recruiter
Total Views
6
Compliance Officer The candidate should... be experienced Analyst/Associate.... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Mar 19, 18
Info Source
Recruiter
Total Views
4
Senior Compliance Officer The candidate work... in Major Financial Institution.... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Jul 06, 18
Info Source
Employer
Total Views
16
Chief Compliance Officer - Mutual Funds... aspects of registered fund compliance program, including: annual Rule... 38a-1 compliance review; maintaining compliance manual... Directors/Trustees. Will be managing compliance staff dedicated to registered... funds business. Overseeing select compliance monitoring functions. Providing ongoing... compliance and regulatory advice to... Compliance... read more
Company
Recruiter
Experience
Location
New York City, NY
Posted Date
Mar 22, 18
Info Source
Recruiter
Total Views
11
Total Applies
1
Associate / VP Commodities Compliance Officer The candidate must... have excellent academic credentials.... read more
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