Compliance Officer Jobs in Manhattan

Chief Compliance Officer - Mutual Funds... aspects of registered fund compliance program, including: annual Rule... 38a-1 compliance review; maintaining compliance manual... Directors/Trustees. Will be managing compliance staff dedicated to registered... funds business. Overseeing select compliance monitoring functions. Providing ongoing... compliance and regulatory advice to... Compliance... read more

Americas Anti-Bribery and Corruption Compliance Officer, Associate The candidate... procedure. Coordinate with regional compliance officers in Latin America... support to Audit and compliance testing functions in connection... strong relationships with business, compliance, legal and other control... industry experience in ABC compliance or legal services. Strong... compliance... read more

Chief Compliance Officer The candidate will... conducts its business in compliance with applicable laws and... all times. Successfully monitor compliance and requirements regarding KYC,... regulatory issues, risks and compliance. Prepare and maintain records... to demonstrate data protection compliance. Perform ongoing risk assessment... compliance... read more

Senior Compliance Officer The candidate responsible... for supporting the compliance agenda of two dual... business by providing specialized compliance advice related to securities... supervision of a Chief Compliance Officer but also must... handle complex legal & compliance issues. This role is... compliance... read more